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State v. Hofmann
310 Neb. 609
| Neb. | 2021
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Background

  • Tanya Hofmann applied for a Nebraska handgun purchase certificate on January 8, 2020, and answered “No” to the question asking if she was “under indictment or information in any court for a felony… (An information is a formal accusation of a crime by a prosecutor).”
  • A sheriff’s office background check showed Hofmann had been charged by complaint in Clay County (Oct. 2019) with a Class IV felony; the complaint was later bound over and an information filed in district court about a month after her application.
  • Hofmann contacted the sheriff’s office the next day seeking to change or withdraw her application; the office declined because the background check had already been run and the application processed, and ultimately denied the certificate.
  • At a stipulated bench trial Hofmann conceded the mens rea element (stipulated intent) but contested legal sufficiency: (1) that §69-2408’s prohibition on providing “false information on an application form for a certificate under section 69-2404” is limited to the specific data items §69-2404 states the application “shall include”; and (2) that answering “No” was not false because her charge in county court was a “complaint,” not an “information.”
  • The district court found Hofmann willfully provided false information and committed an attempted violation (substantial step: submitting the completed application, signing, paying, and leaving it). The Nebraska Supreme Court affirmed.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether §69-2408 criminalizes false answers only as to the specific data items §69-2404 says the application “shall include” §69-2408 must be read with §69-2404; falsehoods are only actionable if they concern the enumerated fields (name, address, DOB, citizenship, etc.) §69-2408 covers willful false information on the approved application form generally, not just the items §69-2404 mandates Court: §69-2408 applies to false information on the approved application form as a whole; not limited to §69-2404’s enumerated items
Whether answering “No” was false where the prosecutor’s allegation was a county-court “complaint” (not an “information”) at the time of application Because Nebraska treats pre-bindover county-court felony accusations as complaints, the application’s use of “information” did not encompass complaints; thus Hofmann’s “No” was not false The approved application expressly defines “information” as “a formal accusation of a crime by a prosecutor,” which encompasses county-court complaints; under that definition Hofmann’s answer was false Court: the application’s parenthetical definition of “information” encompasses complaints; Hofmann’s negative answer was false and, given the stipulated intent and substantial step, supports attempted false-information conviction

Key Cases Cited

  • State v. Comacho, 309 Neb. 494, 960 N.W.2d 739 (addresses intent element in similar criminal-context stipulation)
  • Vokal v. Nebraska Acct. & Disclosure Comm., 276 Neb. 988, 759 N.W.2d 75 (statutory-construction principles; harmonizing related statutory provisions)
  • In re Interest of Seth C., 307 Neb. 862, 951 N.W.2d 135 (interpretation note on statutory language such as “include”)
  • State v. Jedlicka, 305 Neb. 52, 938 N.W.2d 854 (another interpretive precedent on statutory language)
  • State v. Boslau, 258 Neb. 39, 601 N.W.2d 769 (treatment of informations and timing of speedy-trial considerations pre- and post-preliminary hearing)
  • U.S. v. Strohm, 671 F.3d 1173 (10th Cir.) (federal framework for treating ambiguities in questions: fundamental vs. arguable ambiguity)
  • United States v. Lighte, 782 F.2d 367 (2d Cir.) (addresses ambiguous-question doctrines in false-statement prosecutions)
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Case Details

Case Name: State v. Hofmann
Court Name: Nebraska Supreme Court
Date Published: Dec 17, 2021
Citation: 310 Neb. 609
Docket Number: S-21-104
Court Abbreviation: Neb.