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State v. Herron
35,829
| N.M. Ct. App. | Jul 20, 2017
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Background

  • Defendant James Herron convicted by jury of three counts of failing to disclose facts/change of circumstances to obtain public assistance in violation of NMSA 1978, § 30-40-1.
  • Prosecution relied primarily on testimony of Jessica Gomez, an HSD investigator, and HSD application records; Gomez investigated Defendant’s reported past residences and disputed his claims.
  • Defendant asserted he was transient/borderline-homeless, frequently changed addresses, and that he truthfully disclosed his living situation; he also claimed functional illiteracy and that his mother completed applications.
  • At trial the court admitted six HSD application exhibits over defense hearsay/foundation objections and gave jury instructions that tracked the statute’s language closely.
  • On appeal Defendant argued (A) State improperly shifted burden of proof in closing; (B) jury instructions were misleading by not separating a "purpose" element; (C) verdicts on Counts 1 and 3 were inconsistent; (D) district court erred in evidentiary rulings admitting HSD records.
  • Court of Appeals considered Defendant’s memorandum in opposition but, emphasizing Defendant’s failure to present a complete record, affirmed convictions.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
A. Burden-shifting in closing State contends closing arguments did not shift burden; evidence supported convictions State improperly shifted burden to Defendant to prove residence/provide proof, violating due process Court held no improper burden shift; evidence sufficed and jury could reject Defendant’s testimony
B. Jury instructions wording Instructions tracked statutory language and correctly stated law Instruction was misleading; "purpose" element should be listed separately Court held given instruction correct and included "purposeful" language; proffered instruction unnecessary
C. Allegedly inconsistent verdicts Verdicts are consistent with evidence and instructions Counts 1 and 3 are inconsistent Court held verdicts not fatally inconsistent (relied on prior calendar analysis)
D. Admission of HSD records Records admissible as business records and party admissions; proper foundation established Records inadmissible hearsay; Defendant illiterate so forms may reflect mother’s statements Court affirmed admission; Defendant failed to supply complete record to overcome presumption of correctness

Key Cases Cited

  • State v. Herrera, 315 P.3d 343 (N.M. Ct. App. 2014) (due process requires proof of every element)
  • State v. Hanson, 348 P.3d 1070 (N.M. Ct. App. 2015) (argument of counsel not evidence)
  • State v. Aragon, 981 P.2d 1211 (N.M. Ct. App. 1999) (presumption of correctness for district court rulings)
  • State v. Rojo, 971 P.2d 829 (N.M. 1998) (jury may reject defendant’s version of facts)
  • State v. Traeger, 29 P.3d 518 (N.M. 2001) (distinguishing separate elements where appropriate)
  • State v. Griffin, 866 P.2d 1156 (N.M. 1993) (deference to district court on credibility)
  • State v. Salas, 986 P.2d 482 (N.M. Ct. App. 1999) (appellate deference to district court’s credibility determinations)
Read the full case

Case Details

Case Name: State v. Herron
Court Name: New Mexico Court of Appeals
Date Published: Jul 20, 2017
Docket Number: 35,829
Court Abbreviation: N.M. Ct. App.