483 P.3d 1209
Or. Ct. App.2021Background:
- Heaton drank until he was legally impaired, trespassed into a homeowner's backyard, and was ordered to leave; a homeowner threatened to get a gun to shoot him.
- Heaton left the yard, returned to his truck, drove a few blocks to a fire department parking lot, and was later stopped by police and charged.
- The State charged felony DUII under ORS 813.011(1) because Heaton had two prior DUII convictions within the prior 10 years.
- One prior conviction arose from a guilty plea made as part of a diversion petition; the plea was entered outside the 10-year window but a judgment was entered within 10 years after Heaton failed to complete diversion.
- At trial the court refused Heaton’s request for a statutory choice-of-evils instruction (ORS 161.200) and later imposed a $2,000 fine at sentencing.
- On appeal Heaton argued (1) the prior conviction did not qualify under the 10-year rule, (2) the court erred by denying a choice-of-evils instruction, and (3) the fine was imposed based on error and without adequate findings.
Issues:
| Issue | State's Argument | Heaton's Argument | Held |
|---|---|---|---|
| Whether the challenged prior DUII conviction qualifies as a prior conviction under ORS 813.011(1) | The qualifying date is the entry of plea/judgment after diversion failure; that occurred within 10 years, so it counts | The relevant date is the earlier guilty plea made to obtain diversion, which was outside the 10‑year window, so it should not count | The court affirmed: conviction counts because the finding of guilt occurred when plea/judgment was entered after diversion failure (within 10 years) |
| Whether Heaton was entitled to a choice‑of‑evils instruction under ORS 161.200 | No instruction needed; evidence did not show he had no reasonable alternative to driving while intoxicated | He had to drive to avoid being shot and thus had no reasonable alternative, so instruction required | Denied: record did not permit a rational inference that he had no other course (e.g., walking to nearby fire station) |
| Whether the $2,000 fine was imposed in error or without adequate consideration of ability to pay | Court considered arguments and had discretion; defense alerted court fines were not mandatory | Court thought fines mandatory or failed to adequately consider ability to pay; record inadequate | Affirmed: record shows court knew fines were discretionary and Heaton presented ability‑to‑pay evidence; any argument about further explanation was not preserved |
Key Cases Cited
- State v. Donathan, 281 Or App 781 (2016) (finding of guilt for diversion‑related plea occurs when plea/judgment entered after diversion failure)
- State v. Rumley, 295 Or App 667 (2019) (applies Donathan reasoning to ORS 813.011(1) context)
- State v. Paul, 289 Or App 408 (2017) (standards for reviewing denial of requested instruction)
- State v. Boldt, 116 Or App 480 (1992) (elements required for choice‑of‑evils instruction)
- State v. Freih, 270 Or App 555 (2015) (necessity element requires showing no reasonable alternative)
- State v. Anderson, 363 Or 392 (2018) (appellate preservation rule when trial court record lacks explanatory findings)
