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State v. Hauptman
2011 UT App 75
Utah Ct. App.
2011
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Background

  • Hauptman was convicted in Utah of one count of sexual abuse of a child and appeals the conviction.
  • He challenges the denial of his motion for a new trial based on juror misconduct under the McDonough framework.
  • During voir dire, jurors were asked whether pornography would affect their impartiality; no affirmative answers were given.
  • A juror later wrote a letter admitting her guilty vote was influenced in part by Hauptman's pornography history.
  • Hauptman contends the letter satisfies McDonough’s first prong; the court disagrees and rejects the argument.
  • He further argues ineffective assistance of counsel for not requesting a lesser-included instruction of sexual battery, and challenges police evidence preservation.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether the McDonough first prong was met. Hauptman argues juror honesty failed due to the letter. State argues no dishonest voir dire answer. First prong not met; denial affirmed.
Whether trial counsel was ineffective for not requesting sexual battery instruction. Hauptman contends inclusion of sexual battery was necessary. State contends no reasonable basis to instruct on sexual battery. No ineffective assistance; no duty to instruct.
Whether the State's destruction/loss of evidence violated due process. Hauptman asserts due process was violated due to spoliation. State contends no bad faith and record was not misused. No due process violation; no bad faith shown.

Key Cases Cited

  • McDonough Power Equipment, Inc. v. Greenwood, 464 U.S. 548 (U.S. 1984) (McDonough test for juror misconduct and new trial)
  • State v. Thomas, 830 P.2d 243 (Utah 1992) (clarifies McDonough applicability)
  • State v. Evans, 2001 UT 22 (Utah) (review standard for appellate decisions on juror issues)
  • State v. Redding, 2007 UT App 350 (Utah App. 2007) (postconviction affidavit about jury deliberations; McDonough prong analysis)
  • State v. Baker, 671 P.2d 152 (Utah 1983) (included offense test for lesser-included instructions)
  • State v. Whittle, 1999 UT 96 (Utah) (ineffective assistance analysis; futility standard)
  • Arizona v. Youngblood, 488 U.S. 51 (U.S. 1988) (bad faith requirement for evidentiary preservation claims)
Read the full case

Case Details

Case Name: State v. Hauptman
Court Name: Court of Appeals of Utah
Date Published: Mar 17, 2011
Citation: 2011 UT App 75
Docket Number: 20080811-CA
Court Abbreviation: Utah Ct. App.