State v. Harry W. Brown
140 A.3d 768
| R.I. | 2016Background
- In 1996 Brown pleaded nolo contendere to multiple counts of child sexual offenses and received a 45-year sentence, with 25 years suspended and probation plus sex-offender conditions.
- Brown’s parole supervision transferred from Rhode Island (sending state) to Pennsylvania (receiving state) under the Interstate Compact for Adult Offender Supervision (ICAOS); Pennsylvania imposed additional supervisory conditions (e.g., no internet/social‑networking, no sexually explicit materials, restrictions on relationships with caretakers of minors).
- Brown repeatedly violated Pennsylvania’s conditions (use of dating/social‑networking sites; possession of pornographic materials and a photo of a school‑aged girl) and admitted violations in Pennsylvania via a signed waiver form.
- Pennsylvania notified Rhode Island; Brown was returned and Rhode Island filed a Rule 32(f) probation‑violation report. At the Superior Court hearing the state introduced Pennsylvania’s evidence (including the waiver form) and the hearing justice adjudicated Brown a probation violator and executed eight years of the suspended sentence.
- The hearing justice also imposed two additional probation conditions (no contact with persons under 18; no computer use). Brown appealed contending (inter alia) that ICAOS Rule 4.103-1 required a different result, that the waiver/evidence was improperly treated, that the executed sentence was excessive, and that the new conditions were unauthorized.
Issues
| Issue | State's Argument | Brown's Argument | Held |
|---|---|---|---|
| Scope of ICAOS Rule 4.103-1 — does it require a sending‑state court to automatically adjudicate a probation violation when a receiving‑state condition is breached? | Rule 4.103-1 requires the sending state to give the same effect to receiving‑state condition violations, so a Superior Court must treat such breaches as probation violations. | Rule 4.103-1 cannot compel a sending‑state court to automatically adjudicate probation violation; rule targets the sending‑state probation/paroling authority, not the court. | The rule binds the sending‑state probation/paroling authority to take punitive action, but it does not impose an automatic duty on a sending‑state court to adjudicate violation; courts retain discretion to determine whether conduct amounts to failure to keep the peace and be of good behavior. |
| Whether Brown’s conduct amounted to failure to keep the peace and remain of good behavior (sufficiency of evidence) | Brown breached conditions he voluntarily accepted; his repeated, knowing violations and possession of sexual materials (including a child photo) support adjudication. | The conduct was noncriminal, ordinary behavior that does not equate to failure to keep the peace. | Court affirmed: conduct (willful repeated breaches, concealment, pornographic materials with a child photo) provided reasonable, non‑arbitrary basis to find failure to keep the peace and be of good behavior. |
| Admissibility/effect of Pennsylvania waiver and receiving‑state evidence at Rhode Island hearing | Signed waiver constitutes substantial evidence of violation; receiving‑state findings/waiver may be admitted without live testimony. | Waiver validity and voluntariness require more concrete proof; absence of Pennsylvania witnesses undermines reliability. | Court did not decide a fixed rule for all cases but held that receiving‑state records and waivers can be admitted if reliable and if good‑cause considerations support limited confrontation; here testimonial and documentary evidence sufficed, so admission and reliance were proper. |
| Authority to impose new probation conditions at violation hearing | New conditions were reasonable to protect public safety. | Hearing justice lacked statutory authority to impose additional conditions beyond those the original sentencing justice set. | Vacated imposition of two new conditions: a revoking justice lacks statutory power to add new probation conditions not originally imposed by the sentencing court. Execution of eight years of suspended sentence affirmed (no abuse of discretion). |
Key Cases Cited
- M.F. v. New York Exec. Dep’t Div. of Parole, 640 F.3d 491 (2d Cir.) (ICAOS has force of federal law)
- State v. Hazard, 68 A.3d 479 (R.I. 2013) (statutory interpretation reviewed de novo)
- State v. Gibson, 126 A.3d 427 (R.I. 2015) (state’s burden at probation‑violation hearing; deferential review of adjudication)
- State v. Vieira, 883 A.2d 1146 (R.I. 2005) (probation violation need not be criminal conduct)
- State v. Pitts, 960 A.2d 240 (R.I. 2008) (prior sex offenses inform assessment of good behavior at violation hearing)
- Critelli v. State, 962 So.2d 341 (Fla. Dist. Ct. App.) (interpreting scope of Rule 4.103-1; holding transfer applicant effectively modified probation)
- State v. McKinnon‑Conneally, 101 A.3d 875 (R.I. 2014) (factors for how much of suspended sentence to execute)
- State v. Bernard, 925 A.2d 936 (R.I. 2007) (due‑process rights and hearsay/confrontation considerations at probation hearings)
