State v. Hardy
33,955 33,956
N.M. Ct. App.Sep 13, 2016Background
- Randy Hardy pleaded guilty in two separate matters and was placed on supervised probation in each.
- After Hardy was arrested for attempted burglary on January 12, 2014, the State filed petitions to revoke probation in both cases; the petitions were heard together because the allegations were identical.
- At the revocation hearing the State presented testimony from Hardy’s adult probation officer (APO Robles) who relied on the county detention roster and the police arrest report; no other evidence was offered.
- Defense counsel did not object to the hearsay basis of APO Robles’s testimony, acknowledged limited confrontation rights in probation hearings, and did not present mitigating evidence or contest the allegation.
- The district court found Hardy violated probation and sentenced him to ten months confinement followed by reinstated probation; Hardy appealed, raising due process/confrontation and ineffective-assistance claims.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Hardy) | Held |
|---|---|---|---|
| Whether revocation based on hearsay violated due process by denying confrontation | Hearsay may be considered in an informal revocation hearing; issue not preserved | Revocation rested solely on hearsay without a district-court finding of good cause to deny confrontation | Court: Issue not preserved; on merits, no due-process violation because facts were uncontroverted and Guthrie spectrum favors admitting hearsay without live testimony |
| Whether failure to make/find good cause for denying confrontation was fundamental error | Preservation rules apply; no fundamental error shown | Failure to apply Guthrie factors is fundamental error warranting review | Court: Not fundamental error; no miscarriage of justice because allegation was uncontested and confrontation not required |
| Whether counsel was ineffective for failing to object to hearsay testimony | Counsel’s conduct was reasonable given lack of contested facts | Counsel erred by not preserving confrontation and due-process arguments | Court: No prima facie ineffective-assistance; counsel’s decision was reasonable trial strategy given uncontroverted evidence |
| Appropriate remedy for alleged errors (if any) | No relief; revocation stands | Reversal or remand for proper confrontation analysis | Court: Affirmed revocation; no reversal or remand necessary |
Key Cases Cited
- State v. Guthrie, 150 N.M. 84, 257 P.3d 904 (N.M. 2011) (articulates spectrum for when live confrontation is required in probation revocation hearings)
- Morrissey v. Brewer, 408 U.S. 471 (U.S. 1972) (sets due-process baseline for parole/probation revocation hearings: only contested relevant facts require full procedural protections)
- State v. Vandenberg, 134 N.M. 566, 81 P.3d 19 (N.M. 2003) (preservation standard for appeals)
- State v. Dylan J., 145 N.M. 719, 204 P.3d 44 (N.M. Ct. App. 2009) (standard of review for ineffective-assistance claims on direct appeal)
- State v. Hunter, 140 N.M. 406, 143 P.3d 168 (N.M. 2006) (deference to counsel’s strategic decisions)
- State v. Caldwell, 143 N.M. 792, 182 P.3d 775 (N.M. Ct. App. 2008) (definition of fundamental error)
