473 P.3d 560
Or. Ct. App.2020Background
- Defendant was arrested for possession of methamphetamine (Class C felony) and charged by information—no grand jury indictment.
- At arraignment defendant’s counsel requested a preliminary hearing.
- On the original preliminary-hearing date the state was not ready and asked whether defendant would waive the hearing; defense counsel said, “at this point,” defendant would not waive and the hearing was rescheduled.
- At the rescheduled hearing defendant was present but his regular counsel was absent; a stand-in attorney told the court defendant was waiving the preliminary hearing, and the court accepted the waiver.
- The state filed an information, defendant was tried (bench trial), convicted of unlawful possession, and the conviction was found to violate his probation.
- On appeal defendant argued the waiver was not knowing (stand-in counsel waived without consulting defendant), so the trial court lacked jurisdiction under Article VII (Amended), §5; the Court of Appeals agreed and reversed the conviction and the probation finding.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether trial court had jurisdiction to convict without indictment, preliminary hearing, or a knowing waiver under Art. VII §5 | State relied on precedent (Sheppard) and argued waiver may be communicated through counsel; defendant’s silence at hearing indicates consent | Waiver invalid because stand‑in counsel waived without consulting defendant; defendant had earlier requested a preliminary hearing and received no information sufficient for a knowing waiver | Court followed Keys: jurisdiction requires indictment, probable‑cause hold after prelim, or a knowing waiver; here waiver was invalid and court lacked jurisdiction; conviction void and reversed |
| Whether a challenge to jurisdiction under Art. VII §5 is forfeited if not raised below | State said Sheppard treats the matter as non‑jurisdictional, so claim is unpreserved and subject to plain‑error review | Jurisdictional defect may be raised for the first time on appeal | Court held (following Keys) that Art. VII §5 can divest jurisdiction and such a defect may be raised on appeal |
Key Cases Cited
- State v. Keys, 302 Or. App. 514 (Or. Ct. App. 2020) (held that indictment, prelim probable‑cause hold, or a knowing waiver is required for circuit court jurisdiction in felony cases)
- Huffman v. Alexander, 197 Or. 283 (Or. 1952) (historical discussion of jurisdiction in criminal cases)
- State v. Sheppard, 35 Or. App. 69 (Or. Ct. App. 1978) (earlier precedent on preliminary‑hearing issues relied on by the state)
- State v. Foss‑Vigil, 304 Or. App. 267 (Or. Ct. App. 2020) (contrasted with Keys: record supported counsel communicating defendant’s waiver)
- State v. Terry, 333 Or. 163 (Or. 2001) (on circuit court subject‑matter jurisdiction generally)
- State v. McMilian, 191 Or. App. 62 (Or. Ct. App. 2003) (remand of probation revocation after conviction reversal)
