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442 P.3d 1262
Utah Ct. App.
2019
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Background

  • Gardner was charged in district court with felony burglary and felony theft; he pleaded guilty to both pursuant to a plea agreement and the court accepted the plea and ordered a presentence report.
  • About two weeks later, Gardner appeared unrepresented in South Salt Lake Justice Court on misdemeanor theft and criminal mischief arising from the same episode; he pleaded guilty and was sentenced (restitution paid; jail suspended).
  • After the justice-court disposition, Gardner moved in district court to withdraw his district-court guilty plea to theft, asserting double jeopardy and arguing he would not have pleaded twice to the same offense.
  • The State opposed withdrawal, and the district court denied the motion under Utah Code § 77-13-6, finding Gardner’s district-court plea was knowing and voluntary and that jeopardy first attached in district court.
  • The district court sentenced Gardner to concurrent zero-to-five-year terms; Gardner appealed the denial of his plea-withdrawal motion and argued double jeopardy barred the district-court sentencing.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether the district court erred by denying Gardner’s motion to withdraw his guilty plea to theft Gardner: his later justice-court conviction and sentence for the same conduct completed jeopardy there, so the district-court punishment would violate double jeopardy; he would not have pleaded twice State/District Court: Gardner’s district-court plea was knowing and voluntary; jeopardy attached when the district court accepted the plea, so double jeopardy does not bar sentencing there Court: Denial affirmed — plea withdrawal properly denied and double jeopardy does not bar district-court sentencing because jeopardy attached first in district court

Key Cases Cited

  • State v. Horrocks, 17 P.3d 1145 (Utah Ct. App. 2001) (jeopardy attaches when a court accepts a guilty plea)
  • State v. Kay, 717 P.2d 1294 (Utah 1986) (recognizing entry of plea as critical moment for jeopardy)
  • Bernat v. Allphin, 106 P.3d 707 (Utah 2005) (double jeopardy protections described)
  • State v. Robertson, 438 P.3d 491 (Utah 2017) (double jeopardy inquiry depends on whether prosecutions/punishments are for the same offense)
  • United States v. Idowu, 74 F.3d 387 (2d Cir. 1996) (rejecting argument that completion of punishment in a later proceeding bars earlier sentencing where jeopardy first attached earlier)
  • United States v. Pierce, 60 F.3d 886 (1st Cir. 1995) (discussing timing of jeopardy in successive-punishment contexts)
  • Justices of Boston Mun. Court v. Lydon, 466 U.S. 294 (U.S. 1984) (double jeopardy’s primary purpose is to prevent multiple punishments)
Read the full case

Case Details

Case Name: State v. Gardner
Court Name: Court of Appeals of Utah
Date Published: May 9, 2019
Citations: 442 P.3d 1262; 2019 UT App 78; 20180158-CA
Docket Number: 20180158-CA
Court Abbreviation: Utah Ct. App.
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    State v. Gardner, 442 P.3d 1262