117 A.3d 419
Vt.2015Background
- In 2011 Fucci allegedly sought to hire someone to kill a plaintiff (B.W.) in a pending Vermont civil suit; the hiree was a confidential informant.
- Original charges included attempted first-degree murder and inciting to felony; the information was amended and Fucci ultimately pled guilty to obstruction of justice (13 V.S.A. § 3015) and two counts of inciting to felony.
- At arraignment on March 15, 2013 Fucci pled guilty to the obstruction count and received a 10–15 year sentence; he did not object at the plea colloquy but appealed after conviction.
- On appeal Fucci challenged his obstruction plea as invalid, arguing (1) absence of jurisdiction because the plea record did not specify the crime’s location, (2) lack of factual basis for the required overt act, and (3) absence of admitted mens rea (the word “corruptly”).
- The prosecutor recited facts the defendant agreed to: he believed he had reached an agreement with another person to have the civil plaintiff killed and "sought to knowingly, wrongfully, and unlawfully obstruct the due administration of justice."
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Jurisdiction based on location | State: jurisdiction exists; location need not be an element at plea | Fucci: plea record lacks admission location, so court lacked jurisdiction | Court: geographic location is not an element of §3015; Rule 11(f) need not recite location; no jurisdictional defect |
| Factual basis for overt act (endeavor) | State: prosecutor’s recital and defendant’s agreement supplied factual basis | Fucci: recital only shows belief (state of mind), not an overt act endeavoring to obstruct | Court: context shows "believed he had reached an agreement" implies an endeavor; recital satisfied Rule 11(f) |
| Mens rea ("corruptly endeavor") requirement | State: defendant’s admission that he "sought to knowingly, wrongfully, and unlawfully obstruct" plus admitted conduct suffice | Fucci: plea contained no explicit admission of corrupt/evil intent, so plea involuntary | Court: intent may be inferred from acts; seeking to have an opposing party killed evidences willful, corrupt intent; plea voluntary and sufficient |
| Standard of review for unobjected plea challenges | State: plain-error review applies to unpreserved plea colloquy errors | Fucci: seeks reversal despite lack of contemporaneous objection | Court: applied plain-error review for plea colloquy issues; de novo for jurisdictional questions |
Key Cases Cited
- State v. Wiley, 181 Vt. 300 (Vt. 2007) (discusses "endeavor" element of Vermont obstruction statute and reliance on federal law)
- United States v. Aguilar, 515 U.S. 593 (U.S. 1995) (federal obstruction standard: knowledge that actions likely affect proceeding and natural and probable effect of interference)
- Pettibone v. United States, 148 U.S. 197 (U.S. 1893) (omnibus obstruction provision requires knowledge of administration of justice and specific intent to interfere)
- State v. Stocks, 94 A.3d 1143 (Vt. 2014) (Rule 11(f) requires defendant admit facts as they relate to legal elements; prosecutor recitation plus defendant confirmation can suffice)
- State v. Yates, 726 A.2d 483 (Vt. 1999) (explains Rule 11(f) factual-basis requirement)
- State v. Marku, 176 Vt. 607 (Vt. 2004) (plain-error standard for unpreserved plea-colloquy errors)
- State v. Cram, 184 Vt. 531 (Vt. 2008) (a defendant’s intent can be inferred from the nature of his acts; applies to guilty pleas)
