200 Conn.App. 577
Conn. App. Ct.2020Background
- Allegation: In October 2015 the defendant was accused of repeatedly sexually touching and penetrating his then five‑year‑old daughter; the grandmother reported the conduct and police were contacted.
- Initial medical contact: On Oct. 19 the child was examined in the emergency department by Dr. Della‑Giustina (a brief “head‑to‑toe” exam including a cursory genital/rectal check that showed no trauma); a hospital social worker also interviewed the child and made a DCF report.
- Forensic interview: On Oct. 23 a licensed clinical social worker, Brenda Concepcion, conducted a forensic interview at the Center for Family Justice while a multidisciplinary team observed; Concepcion recommended follow‑up mental health services and a forensic medical exam.
- Trial evidence: The state sought to admit portions of the recorded forensic interview under the medical diagnosis/treatment hearsay exception (§ 8‑3(5)); the court admitted excerpts and the jury viewed them.
- Verdict & appeal: The jury convicted on two counts of risk of injury to a child, deadlocked on first‑degree sexual assault (nolle prosequi entered); defendant appealed, principally arguing the forensic interview was inadmissible under the medical‑treatment exception and that its admission was harmful.
Issues
| Issue | State's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility of child’s statements under the medical diagnosis/treatment hearsay exception (§ 8‑3(5)) | Forensic interview statements were reasonably pertinent because interview served multiple interests including medical follow‑up; Concepcion referred the child for physical and mental treatment, so foundation exists. | The interview was investigative, occurred after initial medical care, and the child did not understand it as medical; statements therefore not made for purposes of obtaining diagnosis/treatment. | Court abused its discretion: child’s statements did not show she understood interview had a medical purpose and the questioning was primarily investigative. |
| Harmlessness of erroneous admission | (Implicit) Any error was harmless because other evidence supported conviction. | Admission was prejudicial because case depended on child’s credibility and the interview supplied the most damaging, uncorroborated allegations. | Error was not harmless: video excerpts materially affected the verdict (no physical corroboration, child’s trial testimony inconsistent, jury deadlocked on more serious charge). New trial ordered. |
| Court’s in camera review/disclosure of child records | State relied on trial court discretion to review and limit disclosure. | Defendant sought disclosure; argued court abused discretion by withholding certain records. | Court declined to rule on this claim because reversal was required on evidentiary ground; left to trial court on remand. |
Key Cases Cited
- State v. Griswold, 160 Conn. App. 528 (discusses when forensic interview statements may be admitted under medical‑treatment exception)
- State v. Estrella J.C., 169 Conn. App. 56 (upheld admission where interview informed subsequent medical exam and treatment)
- State v. Eddie N.C., 178 Conn. App. 147 (admitted forensic interview that aided a physician’s follow‑up exam)
- State v. Manuel T., 186 Conn. App. 51 (emphasizes declarant’s understanding of interview’s medical purpose as the focus)
- State v. Cruz, 260 Conn. 1 (explains medical‑treatment hearsay exception and rationale)
- State v. Donald M., 113 Conn. App. 63 (child’s interview admissible when record shows child understood interview’s treatment purpose)
- State v. Telford, 108 Conn. App. 435 (addresses inferential foundations for young children under the exception)
- State v. Favoccia, 306 Conn. 770 (discusses significance of jury deadlock and closeness of case in harmless‑error analysis)
