State v. Francis
424 P.3d 156
Utah2017Background
- Francis was charged with multiple felonies and a misdemeanor after allegedly assaulting his girlfriend; trial was set for June 15, 2015.
- The State offered a plea the Friday before trial: plea to one third-degree felony with 24 months supervised probation and a 402 reduction after successful completion. Francis accepted and emailed the agreement.
- On the morning of trial, before any plea was entered, the State returned an edited agreement and then rescinded the offer because the alleged victim objected.
- Francis requested and obtained a continuance; he then moved to enforce the rescinded plea agreement on grounds of detrimental reliance. The district court denied enforcement.
- Francis sought interlocutory review; the court of appeals certified the issue to the Utah Supreme Court, which affirmed the district court for reasons articulated in the opinion.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether a plea offer may be enforced before court acceptance when defendant claims to have accepted | Francis: His clear, unconditional acceptance created an enforceable agreement; plea bargains are treated like contracts | State: It may rescind an offer any time prior to court acceptance of a plea | The State may withdraw at any time before the defendant’s guilty plea or other action by the defendant constituting detrimental reliance; no enforceable plea here because no plea or detrimental reliance occurred |
| Whether Francis detrimentally relied on the rescinded offer such that enforcement is required | Francis: He was prejudiced—forewent Brady/Tiedemann investigation, was unprepared for trial, risk of losing a witness, and incurred extra expert costs | State: No such reliance; court mitigated prejudice by granting continuance; alleged harms are speculative or not shown | Court: Francis failed to show detrimental reliance or concrete prejudice; continuance removed any trial-preparation prejudice; enforcement not warranted |
Key Cases Cited
- Weatherford v. Bursey, 429 U.S. 545 (1977) (no constitutional right to a plea agreement)
- Puckett v. United States, 556 U.S. 129 (2009) (plea agreements are essentially contractual but the contract analogy has limits)
- State v. Patience, 944 P.2d 381 (Utah Ct. App. 1997) (plea agreements often treated with contract principles but tempered in criminal context)
- United States v. Vizcarrondo-Casanova, 763 F.3d 89 (1st Cir. 2014) (government free to withdraw offer until defendant performs or detrimentally relies)
- Shields v. State, 374 A.2d 816 (Del. 1977) (State may withdraw plea offer prior to entry of guilty plea or detrimental reliance)
