State v. Folsom
345 P.3d 1161
Utah2015Background
- Daniel J. Folsom was charged by information with murder on December 19, 2011; he was declared indigent and initially appointed public counsel, then retained private counsel the next day.
- Folsom filed a motion on May 3, 2012 requesting government-funded defense resources (investigator, forensic experts, DNA testing, transcripts, neurosurgeon, etc.).
- The Utah Legislature amended the Indigent Defense Act (IDA) effective May 8, 2012; the amendments generally bar provision of state-funded defense resources to defendants represented by private counsel (with limited exceptions).
- The district court treated the 2012 amendments as procedural and applied them retroactively, denying Folsom’s motion for public resources.
- Folsom appealed interlocutorily to the Utah Supreme Court, which reviewed de novo whether the amended IDA applied to his May 3, 2012 motion.
- The Supreme Court held that the relevant “event” is the defendant’s assertion of a matured right to government-funded defense resources; because Folsom’s request was made before the amendments’ effective date, the pre-amendment law governed.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Folsom) | Held |
|---|---|---|---|
| Whether the 2012 IDA amendments apply to motions for public defense resources filed before the amendments’ effective date | The IDA’s terms for providing resources are procedural and thus apply retroactively; alternatively, amendments merely clarify prior law | The IDA creates a substantive, vested right to receive state-funded defense resources separate from counsel; retroactive application would impair vested rights | Held for Folsom: the controlling event is the matured assertion of the right (filing the motion); because Folsom’s motion was filed before the amendments’ effective date, the pre-amendment law applies |
Key Cases Cited
- State v. Parduhn, 283 P.3d 488 (Utah 2011) (prior construction of the IDA allowing public provision of defense resources separate from counsel)
- State v. Clark, 251 P.3d 829 (Utah 2011) (apply the law in effect at the time of the event regulated; substance/procedure line identifies the event)
- State v. Johnson, 290 P.3d 21 (Utah 2012) (analysis of substantive versus procedural statutes and retroactivity)
- Landgraf v. USI Film Prods., 511 U.S. 244 (U.S. 1994) (law is retroactive if it attaches new legal consequences to completed events)
- Gideon v. Wainwright, 372 U.S. 335 (U.S. 1963) (states must provide counsel to indigent defendants in criminal cases)
- Britt v. North Carolina, 404 U.S. 226 (U.S. 1971) (indigent defendant’s Sixth Amendment right includes basic tools of an adequate defense)
- Kirby v. Illinois, 406 U.S. 682 (U.S. 1972) (Sixth Amendment right to counsel attaches at or after initiation of adversary judicial proceedings)
- Harvey v. Cedar Hills City, 227 P.3d 256 (Utah 2010) (defining procedural rules as the machinery by which substantive law is made effective)
