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143 Conn. App. 216
Conn. App. Ct.
2013
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Background

  • June 20, 2009 home-invasion incident in Waterbury; defendant arrested with Tomasa LaPorte; charged with conspiracy and aiding and abetting home invasion and related offenses.
  • Manson Youth Correctional Institution meeting on July 9, 2010 arranged by defense counsel D’Amato between defendant and co-defendant Tommy, with D’Amato, an intern, and an interpreter present.
  • Tommy testified at trial; defense claimed intimidation by defendant and alleged improper influence by D’Amato during the Manson meeting.
  • State’s cross-examination referenced the meeting and suggested D’Amato aided coercion of Tommy; defense objected to admission of such implications.
  • Detective Rivera testified about Tommy’s statements and potential intimidation; defense cross-examined regarding the timing of promises made to Tommy.
  • Trial court did not declare a mistrial; jury found defendant guilty; court sentenced him to fifteen years with ten years to serve and five years’ probation; defendant appealed on sixth amendment conflict-of-interest grounds.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Did an actual conflict of interest adversely affect counsel’s performance? Figueroa contends D’Amato’s role in the Manson meeting created a conflict. State argues no adverse effect since defendant’s and counsel’s interests aligned. Yes, an actual conflict affected performance and required reversal.
Is reversal and remand the appropriate remedy? N/A N/A Yes, judgment reversed and case remanded for a new trial.

Key Cases Cited

  • Mickens v. Taylor, 535 U.S. 162 (2002) (conflict must adversely affect counsel’s performance for reversal)
  • United States v. Levy, 25 F.3d 146 (2d Cir. 1994) (defense counsel’s personal interests can create a conflict")
  • Eisemann v. Herbert, 401 F.3d 102 (2d Cir. 2005) (plaintiff need only plausibly show an alternative strategy was foreclosed by conflict)
  • Lopez, 80 Conn. App. 386 (2003) (court's inquiry into conflict and its impact on trial strategy)
  • State v. Parrott, 262 Conn. 276 (2003) (direct review appropriate where record adequate for conflict claim)
  • State v. Lopez, 80 Conn. App. 394 (2003) (analysis of how counsel involvement affects trial strategy in conflict)
  • United States v. DeCologero, 530 F.3d 36 (1st Cir. 2008) (prejudice may be shown through plausible alternative strategy foregone)
  • Ellison v. United States, 798 F.2d 1102 (7th Cir. 1986) (conflict may foreclose pursuing certain defenses)
  • State v. Lopez, 394-95 Conn. (N/A) (discusses role of counsel in securing recantation and strategic choices)
Read the full case

Case Details

Case Name: State v. Figueroa
Court Name: Connecticut Appellate Court
Date Published: Jun 11, 2013
Citations: 143 Conn. App. 216; 67 A.3d 308; 2013 WL 2396603; 2013 Conn. App. LEXIS 299; AC 33035
Docket Number: AC 33035
Court Abbreviation: Conn. App. Ct.
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