336 P.3d 43
Utah Ct. App.2014Background
- Defendant Robert Ferretti pleaded guilty to intentional murder after admitting he drove the victim to Cache County, shot her in the head, pushed her body down an embankment, and fled.
- Ferretti later moved to withdraw his guilty plea, asserting it was not knowingly and voluntarily made.
- He raised multiple grounds: he was on an antidepressant at plea, he misunderstood the elements and the relationship between admitted facts and the elements, and the court misinformed him about the legal standard for withdrawing a plea.
- The plea affidavit set out the elements, the State’s burden, and the factual basis; the trial court orally reviewed the affidavit with Ferretti and confirmed his understanding on the record.
- The trial court denied the motion to withdraw; Ferretti appealed. The Court of Appeals reviewed whether the plea was knowingly and voluntarily entered and whether Rule 11 requirements were met.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Ferretti’s antidepressant use rendered the plea unknowing/involuntary | State: Issue not preserved; no exceptional circumstances warrant review | Ferretti: Medication impaired capacity to enter a voluntary plea | Court: Not preserved; no exceptional circumstances; claim rejected |
| Whether Ferretti was informed of the elements of intentional murder under Rule 11 | State: Plea affidavit and oral colloquy established understanding | Ferretti: He equivocated and thus didn’t understand elements | Court: Plea affidavit and oral review satisfied Rule 11; Ferretti acknowledged elements |
| Whether there was an adequate factual basis for the plea | State: Facts admitted (shooting in head) support intentional murder elements | Ferretti: His statements suggested the killing was unintentional; compares to Thurman | Court: Facts admitted sufficiently establish intent/knowledge; distinguishes Thurman |
| Whether trial court’s misstatement of the withdrawal standard (good cause vs. involuntary) voids the plea | State: Misstatement doesn’t render plea involuntary and Rule 11 does not require advising on that standard | Ferretti: Misstatement misled him and affected voluntariness/relief standard | Court: Misstatement does not make plea unknowing/involuntary; Rule 11 doesn’t require advising on withdrawal standard; claim rejected |
Key Cases Cited
- State v. Holland, 921 P.2d 430 (Utah 1996) (standard of review for plea compliance is correctness)
- State v. Stilling, 856 P.2d 666 (Utah Ct. App. 1993) (guilty plea must be knowingly and voluntarily made)
- Salazar v. Warden, 852 P.2d 988 (Utah 1993) (Rule 11 protects due process by ensuring defendant is informed of charges, elements, consequences)
- State v. Holgate, 10 P.3d 346 (Utah 2000) (preservation rule and rare-exception doctrine)
- State v. Weaver, 122 P.3d 566 (Utah 2005) (recognizing exceptional circumstances exception to preservation)
- State v. Irwin, 924 P.2d 5 (Utah Ct. App. 1996) (use of exception to prevent manifest injustice)
- State v. Thurman, 911 P.2d 371 (Utah 1996) (withdrawing plea when defendant consistently denied required mens rea despite affidavit)
- State v. Ruiz, 282 P.3d 998 (Utah 2012) (distinction between old good-cause withdrawal standard and current involuntary-knowing standard)
