292 P.3d 604
Or. Ct. App.2012Background
- Defendant was convicted after a jury trial on multiple counts, including two counts of first-degree sexual abuse involving S.M., one count of furnishing alcohol to a minor, one count of attempted sodomy, and one count of harassment.
- Before trial, defendant moved to exclude evidence of prior acts by S and A to show a plan under OEC 404(3).
- S and A testified at the pretrial and trial proceedings about prior misconduct by defendant toward them, with allegations of grooming and sexual touching.
- The trial court admitted S and A’s testimony as evidence of a plan under OEC 404(3) and gave a limiting instruction.
- On appeal, defendant argued the prior acts were insufficiently similar to establish a plan and that the court should have performed OEC 403 balancing; the court concluded S’s acts were insufficiently similar while A’s acts were sufficiently similar, reversing on that basis and remanding.
- The court held that 404(3)’s plan standard requires a high degree of similarity and that the error regarding S was not harmless, leading to reversal and remand; the remaining issues were not reached.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility of S and A under 404(3) | S and A evidence shows defendant's plan to abuse S.M. | Evidence is insufficiently similar for plan and was unduly prejudicial | S excluded; A admitted as plan evidence. |
| Whether trial court should have engaged in 403 balancing | 403 balancing required to weigh probative value against prejudice | No balancing required in criminal cases under 404(4)/403 framework | No OEC 403 balancing required in criminal cases; error not reaching balancing. |
Key Cases Cited
- State v. Johns, 301 Or 535 (1986) (limits admissibility of prior acts under 404(3) for noncharacter purposes)
- State v. Leistiko, 352 Or 172 (2012) (plan requires high similarity between prior acts and charged conduct)
- State v. Pitt, 352 Or 566 (2012) (pattern of similar acts may show plan or design; similarity level higher than for intent)
- State v. Bunting, 189 Or App 337 (2003) (concurrence of common features links prior acts to charged conduct for plan)
- State v. White, 53 Or App 856 (1981) (plan analysis involves common features across acts)
- State v. Johnson, 340 Or 319 (2006) (distinguishes plan from mere intent and discusses required similarity)
- State v. Phillips, 217 Or App 93 (2007) (OEC 404(4) precludes 403 balancing of probative value against prejudice in criminal cases)
- State v. Kaylor, 252 Or App 688 (2012) (similarity necessary for noncharacter evidence remains key)
