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184 Conn. App. 55
Conn. App. Ct.
2018
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Background

  • Victim (born 2000) disclosed in June 2014 that defendant sexually abused her from about 2009–2012; she then attended Connecticut Children’s Medical Center and was referred to the Greater Hartford Children’s Advocacy Center.
  • On July 9, 2014, clinical child interview specialist Lyndsey Craft conducted a recorded forensic interview at the advocacy center observed from behind a one-way mirror by medical staff, a Department of Children and Families worker, and a police detective.
  • Craft’s interview was made part of the victim’s medical record; Craft recommended a medical exam and therapy, and the victim received an exam by Dr. Livingston.
  • At trial the victim testified and the state offered the redacted video of the Craft interview under the medical diagnosis/treatment hearsay exception; the court admitted the video.
  • Defendant was convicted of aggravated sexual assault of a minor, among other counts, and appealed arguing (1) the interview statements were not admissible under the medical-treatment hearsay exception because the interview’s primary purpose was investigatory, and (2) Craft impermissibly vouched or offered fact-based expert testimony in violation of Favoccia.

Issues

Issue Plaintiff's Argument (State) Defendant's Argument Held
Admissibility of forensic interview under medical-diagnosis/treatment hearsay exception Victim’s statements were "reasonably pertinent" to medical diagnosis/treatment (interview in hospital, recorded for medical charting, led to exam/therapy) Primary purpose of interview was criminal investigation; medical treatment was secondary, so statements are not within the exception Admitted: Court applied the "reasonably pertinent" standard (Griswold line) and found sufficient evidence that statements were for medical diagnosis/treatment; presence of police did not preclude exception
Use of Craft’s testimony (expert testimony/hypotheticals) — alleged indirect vouching (Favoccia) State: Craft may testify about general/delayed disclosure patterns and factors in hypotheticals based on experience Defendant: Craft’s testimony related to facts of this case and indirectly vouched for victim; improper and not preserved Not reviewed on appeal: trial counsel’s objections did not preserve this specific Favoccia-based claim; court gave curative instruction and defendant failed to renew precise objection

Key Cases Cited

  • State v. Cruz, 260 Conn. 1 (Conn. 2002) (social worker may be within medical-care "chain" for treatment hearsay exception)
  • Crawford v. Washington, 541 U.S. 36 (U.S. 2004) (confrontation clause bars testimonial out-of-court statements unless witness is unavailable and defendant had prior opportunity for cross-examination)
  • State v. Arroyo, 284 Conn. 597 (Conn. 2007) (forensic-interview confrontation analysis and discussion of primary-purpose inquiries)
  • State v. Griswold, 160 Conn. App. 528 (Conn. App. 2015) (forensic interview statements offered solely under medical-treatment exception are admissible if reasonably pertinent to diagnosis/treatment)
  • State v. Favoccia, 306 Conn. 770 (Conn. 2012) (expert testimony about child sexual-abuse victim behavior must be limited to general or hypothetical terms to avoid indirect vouching)
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Case Details

Case Name: State v. Ezequiel R.
Court Name: Connecticut Appellate Court
Date Published: Aug 7, 2018
Citations: 184 Conn. App. 55; 194 A.3d 873; AC40846
Docket Number: AC40846
Court Abbreviation: Conn. App. Ct.
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    State v. Ezequiel R., 184 Conn. App. 55