State v. Doppler
828 N.W.2d 502
| N.D. | 2013Background
- Doppler was convicted at trial of possession of methamphetamine and possession of drug paraphernalia after a search of his apartment on May 18, 2011.
- Officers found a small amount of meth and two glass pipes with meth residue; Doppler had prior felony convictions used to support probation.
- During trial, the State impeached Doppler with questions about being a convicted felon; initial objection was overruled and the dates of convictions were elicited.
- The State highlighted the convictions in closing, and a bench conference about Rule 609(a)(1) occurred but the record did not clearly show proper balancing.
- A supplemental transcript revealed the district court discussed Rule 609 and the potential applicability of the balancing test, but did not articulate explicit balancing factors.
- Doppler’s counsel recalled arguments under 401/403 balancing and that the court weighed relevance and prejudice; the record did not show explicit consideration of the required factors.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Proper balancing under 609(a)(1) | Doppler argues the court did not properly weigh probative value against prejudice. | State argues convictions are admissible for impeachment under 609(a)(1) with balancing. | Court failed to show proper balancing; admission invalid. |
| Use of prior convictions in closing | Convictions were used to suggest propensity beyond impeachment. | Convictions were relevant to credibility and did not improperly suggest propensity. | Closing argument improperly emphasized convictions as propensity evidence. |
| Rule 404(b) implications | Convictions acted as bad-acts evidence beyond impeachment. | Evidence was impeachment-related and within Rule 609 framework. | Improper use of past acts raised 404(b)-like concerns; not properly limited. |
| Harmless error analysis | Even if error, it was harmless given other evidence. | Error could be harmless depending on record. | Error not harmless; cumulative impact affected substantial rights. |
| Plain error and remedy | There was obvious error due to failure to balance and limiting instructions. | Standard for plain error requires clear deviation from law. | Error deemed plain and prejudicial; reversal appropriate. |
Key Cases Cited
- State v. Eugene, 536 N.W.2d 692 (N.D. 1995) (balancing under 609(a)(1) required; improper analysis deemed inadequate)
- State v. Murchison, 541 N.W.2d 435 (N.D. 1995) (need explicit articulation of balancing factors)
- State v. Bohe, 447 N.W.2d 277 (N.D. 1989) (five-factor balancing for probative value vs prejudice)
- State v. Randall, 2002 ND 16 (N.D. 2002) (special risk when defendant is accused; burden on state to show probative value outweighs prejudice)
- State v. Schmeets, 2009 ND 163 (N.D. 2009) (propensity risk from prior acts; 404(b) and 609 interplay; warning on limiting instructions)
- State v. Tresenriter, 2012 ND 240 (N.D. 2012) (obvious error standard under Rule 52; requires plain error affecting substantial rights)
- State v. Stewart, 2002 ND 102 (N.D. 2002) (record must show meaningful balancing; brief hearing acceptable with explicit findings)
- State v. Sautter, 2009 ND 78 (N.D. 2009) (Rule 52 analysis for harmless error in light of entire record)
- United States v. Millard, 139 F.3d 1200 (8th Cir. 1998) (plain error in admission of prior convictions may affect verdict)
