State v. Dick
370 N.C. 305
| N.C. | 2017Background
- Around 2:00 a.m., four armed, bandanna-covered men forced entry into an apartment, restrained four students with duct tape, and ransacked the unit.
- Victim E.M. was separated, taken to a bedroom, had her clothes removed below the waist, was bound and gagged, and was sexually assaulted; defendant forced her to perform oral sex and had a gun in his pocket; defendant’s DNA matched semen found on victim’s shirt.
- Defendant was indicted and tried on multiple counts including first-degree sexual offense; a jury convicted him on all counts, and the trial court imposed consecutive sentences including a long term for the sexual-offense conviction.
- The trial court gave a disjunctive jury instruction for first-degree sexual offense (either defendant employed a dangerous weapon or was aided and abetted by others).
- On appeal the Court of Appeals vacated the sexual-offense conviction, holding insufficient evidence supported the aiding-and-abetting theory in the disjunctive instruction.
- The North Carolina Supreme Court granted discretionary review and reversed the Court of Appeals, reinstating the conviction, holding the evidence was sufficient to submit the aiding-and-abetting theory to the jury.
Issues
| Issue | State's Argument | Dick's Argument | Held |
|---|---|---|---|
| Whether evidence was sufficient to instruct the jury that defendant was aided and abetted in committing first-degree sexual offense | Evidence of coordinated actions (taping, separating victim, undressing, prior groping) showed others instigated/encouraged and contributed to the offense, satisfying aiding-and-abetting test | Insufficient because defendant was alone with the victim during the sexual act, so others could not have been in a position to render aid; no presence meant no aiding/abetting | Held: Sufficient — under North Carolina precedent presence is not required; the others’ prior acts and coordinated conduct supported aiding-and-abetting submission |
| Whether the disjunctive jury instruction was proper when one theory might lack evidentiary support | A disjunctive instruction is proper only if there is sufficient evidence to support each alternative theory submitted; here both theories were supported | Sought reversal arguing the aiding-and-abetting alternative lacked support, making the disjunctive instruction prejudicial | Held: Proper — Court found sufficient evidence for both alternatives (weapon and aiding/abetting), so the disjunctive instruction was appropriate and conviction stands |
Key Cases Cited
- State v. Bell, 359 N.C. 1 (2004) (distinguishes types of disjunctive instructions and unanimity concerns)
- State v. Barnette, 304 N.C. 447 (1981) (traditional aiding-and-abetting test emphasizing presence and assistance)
- State v. Bond, 345 N.C. 1 (1996) (abolished requirement of actual or constructive presence for aiding and abetting after statutory change)
- State v. Francis, 341 N.C. 156 (1995) (formulation of aiding-and-abetting instruction focusing on advising, instigating, encouraging, or aiding)
- State v. Gaines, 345 N.C. 647 (1997) (declared pre-1981 presence-based cases no longer authoritative regarding aiding and abetting)
- State v. Goode, 350 N.C. 247 (1999) (reaffirmed aiding-and-abetting test and jury instruction approach)
