279 P.3d 824
Or. Ct. App.2012Background
- Defendant was convicted of first- and second-degree assaults, two counts of third-degree assault, and a strangulation count.
- On appeal, Schuman challenged the trial court’s denial of judgment of acquittal on Counts 1, 2, 3, and 5.
- This court previously reversed Count 2 for second-degree assault and remanded for entry of a third-degree conviction for the same victim.
- The remand relied on the indictment and convictions showing a 10-year-old victim and at least 18-year-old offender, respectively.
- Schuman filed a petition for reconsideration challenging the remand for third-degree conviction and argued it was not a proper lesser-included offense.
- The court ultimately held that a conviction cannot be entered for an offense not indicted, and remanded for a fourth-degree assault conviction instead.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether remand for third-degree assault was proper | State argues remand is proper under Article VII and the same age-based predicate. | Schuman argues third-degree is not a lesser-included offense of Count 2 and cannot be imported from other counts. | Remand for third-degree was improper; remand to fourth-degree. |
| Whether a court may enter a lesser offense on remand not indicted | State relies on Article VII to reform judgment to a lesser offense. | Schuman asserts only lesser-included offenses can be entered; cannot shift elements across counts. | A court cannot enter a non-indicted lesser offense; reversal and fourth-degree remand proper. |
| Whether elements from other counts can support a remand for a lesser offense | State contends facts from other counts support a lesser offense on remand. | Schuman contends elements must be within the same count’s indictment. | Elements cannot be borrowed across counts to support remand. |
| Whether Drake/Johnson limit on cross-count borrowing governs remand | State cites Drake/Johnson to permit cross-count reasoning. | Schuman relies on those cases to require count-specific lesser offenses. | Drake/Johnson control; shifting across counts not permitted. |
Key Cases Cited
- State v. Drake, 113 Or App 16 (1992) (lesser-included concept not expanded across counts for sentencing)
- State v. Johnson, 80 Or App 350 (1986) (indictment specificity limits across counts (overruled in part))
- State v. Cook, 163 Or App 578 (1999) (elements of lesser offense must be subsumed or expressly in same charging instrument)
- State v. Woodson, 315 Or 314 (1993) (lesser-included offenses may be addressed on remand)
- State v. Hale, 335 Or 612 (2003) (multiple theories of responsibility may support a conviction)
- State v. Delaportilla, 247 Or App 316 (2011) (remand based on underlying factual predicates acknowledged)
