340 Conn. 136
Conn.2021Background
- On Aug. 10, 2014, Norwalk police patrolling a housing complex entered a courtyard and found six nonresidents gathered near a picnic table; officer Lipeika saw a revolver in plain view in the corner by some bushes.
- Seating: Jackson and Kason Sumpter were ~2–3 ft from the gun; Dawson (defendant) sat ~4–5 ft away with his back to a wall; two others were on a nearby bench.
- Officers photographed and seized the loaded 2" revolver; no usable latent fingerprints were recovered.
- Swabs from the gun/ammunition produced a low‑yield, partially degraded touch‑DNA mixture. Forensic analysis excluded three people at the table but could not exclude Dawson as a contributor; two nearby persons were not DNA‑tested.
- At trial the jury convicted Dawson of criminal possession of a pistol or revolver (§53a‑217c) and third‑degree criminal trespass; the Appellate Court affirmed on circumstantial grounds (proximity, inference of someone stashing the gun, and DNA).
- The Connecticut Supreme Court granted certification, reversed the possession conviction, and directed acquittal on that charge while affirming other aspects of the judgment.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Dawson) | Held |
|---|---|---|---|
| Sufficiency of evidence to prove constructive possession of a firearm | Circumstantial evidence (gun in plain view, appeared recently placed; common officer practice that persons stash guns when police arrive; gun placed accessible to its possessor) plus DNA that did not exclude Dawson supports inference he knew of and intended to control the gun. | Proximity plus trace touch‑DNA that only fails to exclude him is insufficient; no evidence he touched, handled, hid, or attempted to retrieve the gun; DNA cannot show how or when it was deposited. | Reversed: evidence insufficient. Mere proximity and inconclusive touch‑DNA do not prove knowledge and intentional dominion or control beyond a reasonable doubt. |
| Admissibility/weight of touch‑DNA evidence to establish conduct/possession | DNA that cannot exclude defendant as contributor is a meaningful link when combined with the other circumstantial evidence. | Touch‑DNA is prone to primary/secondary transfer and aerosolization; low quantity, degraded, mixed profile, unknown timing, and untested persons make it inconclusive to prove contact or knowledge. | Held for Dawson: touch‑DNA here was too limited and ambiguous (mixture, degradation, unknown deposition mechanism/timing, not definitive identification) to support constructive possession even with other circumstantial facts. |
Key Cases Cited
- State v. Rhodes, 335 Conn. 226 (Conn. 2020) (defendant's control/ownership of vehicle and conduct can support constructive possession)
- State v. Bowens, 118 Conn. App. 112 (Conn. App. 2009) (flight and connection to vehicle supported inference of knowledge and control)
- United States v. Beverly, 750 F.2d 34 (6th Cir. 1984) (proximity‑only facts—presence near contraband and touch evidence—insufficient for constructive possession)
- State v. Winfrey, 302 Conn. 195 (Conn. 2011) (when defendant lacks exclusive possession, additional incriminating circumstances are required to infer knowledge and control)
- State v. Martin, 285 Conn. 135 (Conn. 2008) (mere presence, without other incriminating facts, is insufficient to prove dominion or control)