6 N.M. 454
N.M. Ct. App.2014Background
- In June 2011 Cordova pleaded guilty to attempted aggravated battery, felon in possession of a firearm, and tampering with evidence; sentenced as a habitual offender to 4½ years plus a one‑year mandatory enhancement, with all but one year suspended and two years supervised probation.
- The State moved to revoke probation in September 2012; a violation hearing was set for October 17, 2012. Public Defender Shoshanah Epstein entered appearance October 15 and first met Cordova on the day of the hearing.
- On October 17 the State had offered a seven‑year plea to resolve the revocation matter; Cordova indicated he would not accept it. The hearing was continued to October 18 before Judge Martinez.
- On October 18 Judge Martinez found Cordova violated probation (failure to report, provide hospital/morphine documentation, and attend counseling). At sentencing Epstein asserted she was ineffective for failing to advise Cordova about the seven‑year offer and for inadequate investigation.
- The district court initially found ineffectiveness but then retracted and ultimately declined to order a new hearing; Cordova was sentenced to nineteen years and appealed, asking for a remand for an evidentiary hearing and, alternatively, relief under Lafler to require the State to reoffer the seven‑year plea.
Issues
| Issue | Cordova's Argument | State/Court Argument | Held |
|---|---|---|---|
| Counsel ineffective for failing to investigate Cordova's hospitalization (reason for missed reporting) | Epstein failed to investigate or learn Cordova had been hospitalized; that failure prejudiced outcome | Record lacks evidence what investigation would have shown or that it would have changed result | No prima facie showing of prejudice; claim fails on appeal |
| Counsel ineffective for not contacting probation officer or substance‑abuse counselor | Failure to interview these witnesses prevented rebuttal of violation evidence | No record evidence what those witnesses would have said or that testimony would aid defense | No prima facie showing; claim fails |
| Lafler claim: counsel’s advice caused rejection of 7‑year plea and worse sentence (seek reoffer) | Counsel’s inadequate explanation caused Cordova to reject the seven‑year offer; he is entitled to remedy (reoffer) under Lafler | No evidence on the record that but for counsel Cordova would have accepted, prosecution would not have withdrawn, or court would have accepted plea | Failed to make prima facie showing under Lafler; remand for evidentiary hearing denied |
| Whether to remand for an evidentiary hearing on IAC and Lafler claims | Cordova seeks remand for evidentiary hearing to develop record | Court prefers habeas proceedings for full record; will remand only if prima facie case exists on appeal | No remand; conviction and sentence affirmed; Cordova may pursue habeas corpus |
Key Cases Cited
- Strickland v. Washington, 466 U.S. 668 (Sup. Ct.) (standard for ineffective assistance: deficient performance and prejudice)
- Lytle v. Jordan, 130 N.M. 198 (N.M. 2001) (defines reasonable‑probability prejudice standard under Strickland)
- Patterson v. LeMaster, 130 N.M. 179 (N.M. 2001) (preference for resolving IAC claims in habeas rather than on direct appeal)
- State v. Grogan, 142 N.M. 107 (N.M. 2007) (rare instance where appellate court reached merits because incompetence was obvious)
- State v. Schoonmaker, 143 N.M. 373 (N.M. 2008) (concern that appellate record frequently lacks evidence essential to IAC determinations)
