395 P.3d 612
Or. Ct. App.2017Background
- Three-year-old A was found dead January 9, 2010; autopsy concluded death from physical and nutritional child abuse (severe starvation, dehydration, bronchopneumonia, >70 bruises). Defendant was tried by jury and convicted of multiple counts of murder by abuse and first-degree criminal mistreatment; acquitted of aggravated murder.
- Cohabitant Smith (defendant’s fiancée) had a history of opioid addiction, admitted cooperating with prosecutors in exchange for a plea, testified for the state at trial, and earlier testified before the grand jury that returned the indictment.
- Before trial defendant sought disclosure of notes of Smith’s grand jury testimony (arguing inconsistency/exculpatory value compared to Smith’s January 10 police statement), and later renewed the request after Smith’s direct testimony; the trial court denied disclosure and denied an in camera review.
- Defendant also argued on appeal that the court erred by imposing sentences on Counts 4 and 6 after ruling they merged into Count 2 for the same crime.
- The court of appeals reviewed the non-disclosure claims under Oregon precedent and federal Brady materiality principles, and reviewed the merger/sentencing issue for plain error and whether correction should be exercised in its discretion.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether trial court erred in refusing to order production of grand jury notes after Smith’s trial testimony | State: grand jury notes need not be disclosed absent a showing of material/exculpatory content | Defendant: Hartfield entitles defendant to grand jury materials after a witness testifies for the state; notes likely inconsistent or exculpatory | Denied — Hartfield permits disclosure of recorded grand jury testimony, not juror/third‑party notes; defendant failed to show need or materiality |
| Whether federal due process (Brady) required disclosure of grand jury notes | State: no Brady trigger because defendant didn’t show notes were in prosecution possession, favorable, and material | Defendant: due process entitles him to notes because they might be exculpatory or impeaching | Denied — defendant failed to show notes were favorable or that nondisclosure created a reasonable probability of a different result |
| Whether trial court should have conducted an in camera review of the grand jury notes | State: no constitutional entitlement to in camera review absent plausible showing of favorable/material content | Defendant: at minimum court must review notes in camera to determine materiality | Denied — no plausible showing of material/favorable content, so no constitutional entitlement to in camera review |
| Whether court plainly erred by sentencing merged counts (Counts 2, 4, 6) | State: although convictions merged, the judgment effectively imposed a single sentence and no corrective action is required | Defendant: court merged counts but nonetheless imposed sentences on merged counts, requiring correction | Held (declined to correct) — even assuming error, appellate court exercises discretion not to correct: judgment shows convictions were merged and parties had opportunity to seek correction; interests do not favor exercise of discretion |
Key Cases Cited
- State v. Hartfield, 290 Or. 583 (recognizes limited circumstances to pierce grand jury secrecy and permits disclosure of recorded grand jury testimony after witness testifies at trial)
- State v. Goldsby, 59 Or. App. 66 (tape recordings of grand jury testimony distinguishable from juror notes; Hartfield limited to recordings)
- State v. Cox, 87 Or. App. 443 (refusing to extend Hartfield to handwritten grand jury notes)
- Brady v. Maryland, 373 U.S. 83 (prosecution must disclose favorable material evidence that is material to guilt or punishment)
- Kyles v. Whitley, 514 U.S. 419 (materiality standard: reasonable probability that nondisclosure undermines confidence in outcome)
- Ailes v. Portland Meadows, Inc., 312 Or. 376 (factors for appellate exercise of discretion to correct plain error)
