State v. Clark
2011 ND 157
| N.D. | 2011Background
- Holkesvig faced stalking and restraining order charges in Grand Forks County in 2008.
- Welte (State’s Attorney) supervised Larson (assistant) and Smith (deputy) who prosecuted the case.
- Holkesvig pled guilty to stalking in exchange for dismissal of the restraining-order charge and received deferred imposition of sentence on unsupervised probation.
- In 2010 Holkesvig, representing himself, filed small-claims actions against Welte, Larson, and Smith; actions were removed to district court and consolidated.
- The district court granted summary judgment for defendants on immunity grounds and on the theory that Holkesvig’s malicious-prosecution claim failed due to his guilty plea and deferred sentence; it awarded costs and later sanctions for Rule 11(b).
- The Supreme Court affirmed, holding Holkesvig cannot establish favorable termination and thus cannot sustain a malicious-prosecution claim; costs, disbursements, and a Rule 11 sanction were properly awarded.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether malicious prosecution requires favorable termination. | Holkesvig can show termination in his favor. | Guilty plea and plea agreement negate favorable termination. | No; termination in favor not shown due to guilty plea. |
| Whether a charge dismissed as part of a plea bargain satisfies favorable termination. | Dismissals under plea are favorable termination. | Plea-dismissal does not amount to favorable termination for malicious-prosecution purposes. | Not satisfied; plea-based dismissal does not constitute favorable termination. |
| Whether Holkesvig’s claims are barred by prosecutorial or witness immunity. | Immunity should not apply to civil claims. | Absolute immunity for prosecutors and witnesses applies. | Summary judgment proper on immunity grounds. |
| Whether the district court properly awarded costs, disbursements, and attorney fees. | Sanctions and costs improper. | Prevailing party entitled to costs; Rule 11 sanction warranted. | Costs and sanctions affirmed; no abuse of discretion. |
| Whether other grounds bar Holkesvig’s action independent of favorable termination. | Other theories keep action alive. | No viable theories remain after favorable-termination issue. | Affirmed on the underlying malicious-prosecution ruling; other grounds deemed unnecessary. |
Key Cases Cited
- Kummer v. City of Fargo, 516 N.W.2d 294 (N.D. 1994) (favorable termination requirement for malicious prosecution)
- Richmond v. Haney, 480 N.W.2d 751 (N.D. 1992) (factors for malicious-prosecution claim; termination element)
- Singleton v. City of New York, 632 F.2d 185 (2d Cir. 1980) (limitations on favorable termination when plea or dismissal occurs)
