134 A.3d 1
N.H.2016Background
- Christina Thomas (defendant) lived with E.A. and E.A.’s son D.A.; defendant was D.A.’s primary caretaker for years while multiple adults lived in the home.
- D.A. suffered profound failure to thrive and developmental delay; doctors later diagnosed psychosocial dwarfism and concluded prolonged starvation/abuse had occurred; D.A. gained significant weight and height after removal from the home.
- The State indicted Thomas for first-degree assault, alleging she knowingly caused serious bodily injury to D.A. by failing to provide proper nutrition.
- At a pretrial hearing the State sought admission of numerous uncharged bad acts against both E.A. (the mother) and D.A. to show intent/knowledge and E.A.’s credibility; the trial court admitted the evidence under N.H. R. Ev. 404(b).
- After a 12-day jury trial Thomas was convicted; on appeal she challenged the admission of other-acts evidence and sought to exclude several other testimonial items as (plain) error. The Supreme Court affirmed.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Thomas) | Held |
|---|---|---|---|
| Admissibility of prior bad acts under Rule 404(b) | Evidence of abuse of E.A. and other non-nutritional abuse of D.A. is relevant to Thomas’s mental state (knowledge/intent), E.A.’s credibility, and inextricably related to charged conduct | Other-acts not tied to the nutritional deprivation; inadmissible propensity evidence and unfairly prejudicial | Court upheld admission under Rule 404(b): acts were relevant to knowing mens rea and credibility; balancing under Rule 403 did not require exclusion |
| Whether Rule 404(b) ‘‘intent’’ requires specific intent/purposeful state | Other-acts probative of general or specific mental states; Rule 404(b) covers any mental element the proponent seeks to prove | ‘‘Intent’’ should mean purposeful/specific intent and thus other-acts irrelevant when crime requires only knowledge | Court: intent in Rule 404(b) can encompass any mens rea (knowledge or purpose); evidence probative of knowing conduct admissible |
| Rule 404(b) prejudice balancing (Rule 403) | Probative value high because intent and duty were contested; evidence not substantially outweighed by unfair prejudice | Prejudicial emotional impact and propensity inference should have excluded much of the evidence | Court: substantial deference to trial court; probative value high and not substantially outweighed by unfair prejudice; no abuse of discretion |
| Alleged plain error from unobjected testimony (near-accident, affair, psychologist’s negative opinion) | N/A at trial; State offered witnesses and expert testimony | Trial court erred in not striking these items; cumulative prejudice warranting reversal | Court declined plain-error relief: possible defense strategic reasons for not objecting and evidence of guilt was overwhelming, so no prejudice shown |
Key Cases Cited
- State v. Wells, 166 N.H. 73 (2014) (distinguishes intrinsic vs. extrinsic other-act evidence)
- State v. Roy, 167 N.H. 276 (2015) (sets out three-prong Rule 404(b) test and its relation to Rule 403)
- State v. Beltran, 153 N.H. 643 (2006) (placing burden on State to demonstrate admissibility of prior bad acts)
- State v. Addison (Capital Murder), 165 N.H. 381 (2013) (requires trial court to articulate theory for admitting other-acts without invoking propensity)
- State v. Howe, 159 N.H. 366 (2009) (other-acts admissible to prove intent, lack of mistake; probative value when intent contested)
- State v. Noucas, 165 N.H. 146 (2013) (preservation of evidentiary objections for appeal)
- State v. Pond, 132 N.H. 472 (1989) (discussion of ‘‘intentionally’’ as synonymous with ‘‘purposely’’)
- State v. Ayer, 136 N.H. 191 (1992) (distinguishing purposeful/specific intent from knowing/general intent)
- State v. Rawnsley, 167 N.H. 8 (2014) (plain-error review rarely requires sua sponte striking of evidence absent clear impairment of substantial rights)
- State v. Pinault, 168 N.H. 28 (2015) (elements required for plain-error relief)
- State v. Mueller, 166 N.H. 65 (2014) (prejudice prong of plain-error requires showing outcome affected)
