480 P.3d 953
Or. Ct. App.2021Background
- Defendant assaulted J on July 31, 2016; J suffered visible injuries and later testified at a probation-violation hearing about that incident. Defendant had prior convictions involving J and was on probation.
- State indicted defendant; before trial it sought to admit J’s probation-hearing testimony under OEC 804(3)(a) (former testimony) and OEC 804(3)(g) (forfeiture-by-wrongdoing), arguing J was unavailable.
- The state presented evidence of service attempts, victim-advocate calls, certified-mail receipt, surveillance, and jail-call recordings in which defendant discouraged/threatened J not to testify.
- The trial court found J unavailable, applied both OEC 804 exceptions, and admitted her prior testimony; defendant entered a conditional guilty plea to multiple counts.
- On appeal, the Court of Appeals—relying on State v. Iseli—held the state did not establish unavailability because it should have pursued additional reasonable means (notably seeking a continuance); it reversed/remanded the conviction and one probation revocation, and affirmed the other probation revocation.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether declarant J was "unavailable" under OEC 804(1)(e) to admit former testimony (OEC 804(3)(a)) | State: served subpoenas, made good-faith efforts (service, calls, mail, surveillance) and jail calls show futility; efforts were reasonable | Cecconi: state failed to pursue other reasonable means (e.g., continuance or intensified efforts), so J not "unavailable" | Reversed: under Iseli the totality required further reasonable efforts (continuance likely to procure J); unavailability not established |
| Whether forfeiture-by-wrongdoing (OEC 804(3)(g)) applies | State: defendant’s threats and history of violence caused J’s nonattendance, so he forfeited right to object | Cecconi: even with threats, state must still prove unavailability and cannot rely solely on defendant’s conduct | Not reached on merits because unavailability requirement failed; court noted defendant’s conduct is a factor but does not eliminate state’s duty to pursue other reasonable means |
| Whether admission violated Article I, §11 confrontation rights | State: OEC 804 analysis controls admissibility; constitutional standard not meaningfully different here | Cecconi: constitutional right requires exhausting reasonable means to produce witness | Court resolved statutory issue (OEC 804) and did not decide any separate constitutional question |
| Whether probation revocations based on conditional plea must be reversed if plea is withdrawn on remand | State: revocation valid where independent grounds exist | Cecconi: revocations flowing from conditional plea should be reversed/remanded | One revocation (based solely on the conditional plea) reversed and remanded; the other affirmed because trial court would have revoked on other grounds |
Key Cases Cited
- State v. Iseli, 366 Or. 151 (clarifies OEC 804(1)(e) unavailability analysis and requires assessing totality and "other reasonable means")
- State v. Harris, 362 Or. 55 (discusses constitutional confrontation concerns and exhaustion of reasonable means)
- State v. Supanchick, 354 Or. 737 (addresses forfeiture-by-wrongdoing doctrine in context of witness unavailability)
- State v. Wilson, 282 Or. App. 717 (probation revocation reversal/remand when revocation resulted solely from a conditional guilty plea)
- State v. Bernabo, 224 Or. App. 379 (procedure allowing withdrawal of conditional guilty plea after successful appeal)
