State v. Cazares
34,387
| N.M. Ct. App. | Aug 22, 2017Background
- Defendant Pedro Cazares was charged with drug trafficking and paraphernalia; a district court scheduling order set witness-interview deadline of October 24, 2014 and substantive motions due November 7, 2014.
- State listed multiple law enforcement officers and three chemists (including Manuel Gomez, the drug analyst) and agreed to schedule interviews; defense counsel provided several availability dates in Sept–Oct 2014.
- Only four of the State’s eleven listed witnesses were actually interviewed before the deadline; Gomez was not interviewed because the prosecutor delayed scheduling and knew Gomez would be unavailable but did not timely inform defense counsel or seek an extension.
- Defense counsel lacked the drug analyst’s report and could not prepare fact-specific pretrial motions tied to the un-interviewed witnesses.
- Defense moved to exclude un-interviewed State witnesses; the district court excluded those witnesses and dismissed the case after the State conceded it could not proceed without the excluded testimony.
- The Court of Appeals affirmed, finding the exclusion and dismissal were within the district court’s discretion given the State’s discovery culpability and resulting prejudice; a judge specially concurred on result but cautioned about some characterizations of prosecutor conduct.
Issues
| Issue | State's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether exclusion of un-interviewed State witnesses was an appropriate sanction for discovery-order violations | State claimed it made good-faith efforts and the violation was not intentional; argued exclusion was too severe | State’s failure to schedule interviews, identify intended witnesses, and provide analyst report prejudiced defense | Court held exclusion was appropriate and not an abuse of discretion |
| Whether dismissal was proper after excluded witnesses rendered the State unable to proceed | State argued exclusion was an abuse and that lesser sanctions or extensions could have addressed prejudice | Exclusion prevented defense from timely preparing motions and the court’s docket-management interest justified sanction | Court affirmed dismissal following exclusion |
| Whether lesser sanctions needed to be explicitly requested/considered | State did not press a specific lesser-sanction request on record | Defense said prejudice required exclusion absent viable cure | Court accepted district court’s finding it considered lesser sanctions; appellate court declined to raise arguments not presented below |
| Whether State’s internal scheduling policy excuses missing deadlines | State pointed to internal practice of scheduling chemist interviews later to assess case strength | Defense argued internal policy does not excuse noncompliance with a court order | Court rejected policy as a defense to violating a clear scheduling order |
Key Cases Cited
- State v. Bartlett, 789 P.2d 627 (N.M. Ct. App. 1990) (trial court discretion to impose discovery sanctions when violation causes prejudice)
- State v. Harper, 266 P.3d 25 (N.M. 2011) (discussing standards for discovery sanctions and prosecutorial obligations when scheduling witness interviews)
- State v. Le Mier, 394 P.3d 959 (N.M. 2017) (clarifying that courts may impose meaningful sanctions to enforce discovery orders and manage dockets)
- Elane Photography, LLC v. Willock, 309 P.3d 53 (N.M. 2013) (appellate courts generally will not raise or guess at arguments not presented by parties)
- State v. Martinez, 954 P.2d 1198 (N.M. Ct. App. 1998) (continuance may cure prejudice but court is not required to continue trial to remedy discovery violations)
