State v. Carroll
2015 NMCA 033
N.M. Ct. App.2015Background
- Defendant Thaddeus Carroll was convicted of DWI in metropolitan court, appealed to district court for on-record review, and the district court affirmed. Carroll then appealed to the New Mexico Court of Appeals; the State moved to dismiss.
- The State argued the Court of Appeals lacks jurisdiction and that there is no statutory or constitutional right to appeal from a district court’s on-record review of a metropolitan court DWI conviction.
- The Court of Appeals undertook de novo review of constitutional and statutory provisions governing appellate jurisdiction and the right to appeal from courts of limited jurisdiction.
- The Court examined Article VI of the New Mexico Constitution, NMSA 1978, § 34-5-8 (Court of Appeals jurisdiction), and § 39-3-3 (right to appeal criminal proceedings), together with the metropolitan court appeal statute, § 34-8A-6(C).
- The Court applied the plain-meaning rule and avoided constructions that would raise constitutional questions about the Supreme Court’s rulemaking authority.
- The Court denied the State’s motion to dismiss, concluding the Court of Appeals has jurisdiction and the defendant has a statutory right to appeal to this Court; the appeal will proceed on the merits.
Issues
| Issue | State's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the Court of Appeals has jurisdiction to review a district court's on-record review of a metropolitan court DWI judgment | Section 34-5-8 does not explicitly cover on-record appellate decisions from district court reviewing metropolitan court judgments; Court of Appeals' jurisdiction is limited | Section 34-5-8(A)(3) vests Court of Appeals with jurisdiction over criminal appeals broadly, including those originating in courts of limited jurisdiction | Court of Appeals has jurisdiction under § 34-5-8(A)(3) to hear appeals from district court on-record reviews of metropolitan court decisions |
| Whether a defendant has a right to appeal the district court’s on-record review to the Court of Appeals | § 39-3-3’s reference to "criminal proceeding" does not include a district court’s appellate on-record review; Supreme Court could not create such a right by rule | § 39-3-3(A)(1) "criminal proceeding" reasonably includes the district court proceedings; Supreme Court may prescribe appellate procedure once Legislature provided the right | § 39-3-3(A)(1) provides a right to appeal to the Court of Appeals; Rulemaking by the Supreme Court implementing appeal procedure is permissible where Legislature granted the right |
Key Cases Cited
- State v. Montoya, 144 N.M. 458, 188 P.3d 1209 (N.M. 2008) (jurisdiction questions reviewed de novo)
- State v. Heinsen, 136 N.M. 295, 97 P.3d 627 (N.M. Ct. App. 2004) (right to appeal and jurisdiction reviewed de novo)
- State v. Chacon, 19 N.M. 456, 145 P. 125 (N.M. 1914) (distinguishing court jurisdiction from litigant's right to appeal)
- State v. Rudy B., 149 N.M. 22, 243 P.3d 726 (N.M. 2010) (jurisdiction vs. right to appeal are separate concepts)
- State v. Smallwood, 141 N.M. 178, 152 P.3d 821 (N.M. 2007) (appellate jurisdiction must be vested by Constitution or Legislature)
- City of Las Cruces v. Sanchez, 142 N.M. 243, 164 P.3d 942 (N.M. 2007) (creation of right of appeal is substantive and legislative)
- State v. Ball, 104 N.M. 176, 718 P.2d 686 (N.M. 1986) (Legislature may change de novo appeals from inferior courts to appellate review)
- Ammerman v. Hubbard Broadcasting, Inc., 89 N.M. 307, 551 P.2d 1354 (N.M. 1976) (appeal is not part of the trial)
- Lovelace Med. Ctr. v. Mendez, 111 N.M. 336, 805 P.2d 603 (N.M. 1991) (construe statutes to avoid constitutional questions)
