458 P.3d 1167
Utah Ct. App.2020Background
- Carrick had an extramarital relationship with the decedent (Wife) and attended her funeral; multiple witnesses saw him wearing a distinctive feathered cowboy hat.
- After the funeral two neighbors saw a man wearing that hat remove a garage window screen, crawl into the attached garage, then leave the same way; other witnesses later identified Carrick from his driver’s license photo.
- Police contacted Carrick by phone; he declined to give a statement and hung up. Husband checked the house and noticed golf clubs moved but reported nothing missing.
- Carrick was charged with second‑degree burglary (intent to commit theft). At trial the jury was instructed on burglary and the lesser included criminal trespass; the court defined only “knowingly,” not “intentionally” or “recklessly.”
- Defense presented four alibi witnesses and Carrick testified; he was convicted. On appeal Carrick challenged (1) denial of his directed‑verdict motion, (2) admission of a prior inconsistent statement as hearsay, (3) jury instructions for culpable mental states, and (4) various claims of ineffective assistance of counsel. A Rule 23B remand developed facts about counsel’s investigation.
Issues
| Issue | Carrick's Argument | State's Argument | Held |
|---|---|---|---|
| Sufficiency / Directed verdict — intent to commit theft | Evidence was insufficient to prove he entered with intent to steal; no one saw him carrying anything. | Circumstantial evidence (affair motive, covert window entry/exit, haste, timing after funeral) allowed a reasonable jury to infer intent. | Denial of directed verdict affirmed; some evidence supported submission to the jury. |
| Hearsay — admission of Husband’s testimony about Celeste’s statement | Husband’s testimony was hearsay and inadmissible when used substantively to show intent. | Statement was a prior inconsistent statement by Celeste (she denied it on cross) and was admissible under Rule 801(d)(1)(A); such statements may be used substantively. | Admission proper: treated as prior inconsistent statement and admissible. |
| Jury instructions / plain error — failure to define "intent" and "reckless" | Omitted statutory definitions were plain error and prejudicial. | Defense counsel affirmatively waived objections at trial; invited error doctrine bars plain‑error review. | No plain‑error review because counsel expressly approved instructions; claim rejected. |
| Ineffective assistance of counsel (four complaints: failing to object to instructions; not presenting garage passcode; not investigating additional alibi witnesses; not investigating Cousin as suspect) | Trial counsel’s omissions were deficient and prejudicial; any would likely have produced a different result. | Either counsel’s performance was reasonable (presented four alibi witnesses) or Carrick cannot show prejudice given eyewitness evidence and other record facts. | All ineffective‑assistance claims denied: either no deficient performance or no demonstrated prejudice. |
Key Cases Cited
- State v. Gonzalez, 345 P.3d 1168 (Utah 2015) (standard of review for directed‑verdict rulings)
- State v. Montoya, 84 P.3d 1183 (Utah 2004) (sufficiency review: draw all reasonable inferences supporting jury verdict)
- State v. Hopkins, 359 P.2d 486 (Utah 1961) (intent may be inferred from conduct and circumstances)
- State v. Porter, 705 P.2d 1174 (Utah 1985) (examples of circumstantial evidence bearing on intent)
- State v. Robertson, 122 P.3d 895 (Utah Ct. App. 2005) (window entry and flight can support inference of intent to steal)
- Strickland v. Washington, 466 U.S. 668 (U.S. 1984) (two‑prong ineffective assistance test: deficiency and prejudice)
