515 P.3d 867
Or.2022Background:
- Incident outside a Portland bar: victim AM had her bra pulled down and her breast touched; she identified defendant Zachary Carlisle as the toucher.
- Defendant was tried for third-degree sexual abuse (ORS 163.415(1)(a)(A)); he was also convicted of harassment (only the sexual-abuse conviction is at issue).
- At trial Carlisle requested a jury instruction that the state must prove he knew the victim did not consent; the court instead instructed that the state need only prove Carlisle was criminally negligent as to the victim’s nonconsent.
- The jury convicted; the Court of Appeals affirmed. Carlisle appealed to the Oregon Supreme Court challenging the culpable mental state instruction for the “victim does not consent” element.
- The Supreme Court reviewed statutory text, the Criminal Code’s general culpability provisions, and legislative history from the 1971 Criminal Code enactment and affirmed: the legislature did not intend a knowing mental state as to factual nonconsent for ORS 163.415.
Issues:
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Carlisle) | Held |
|---|---|---|---|
| Whether ORS 163.415(1)(a)(A)’s “victim does not consent” element requires proof the defendant knew the victim did not consent | The statute does not require knowledge of nonconsent; a lesser culpable state (criminal negligence) suffices | The state must prove defendant knew the victim did not consent ("knowing" mental state) | Held: The legislature did not intend a knowing mental state as to the victim’s factual nonconsent; criminal negligence is sufficient |
| Whether the default “conduct→knowing / circumstance→criminally negligent” rule from the Code controls here | State: contextual statutes and 1971 legislative scheme show the legislature did not require knowing for factual nonconsent | Defendant: Simonov/Haltom default rule requires treating lack of consent as a conduct element, so knowing required | Held: The conduct/circumstance categorization was indeterminate from 1971 materials; court relied on broader textual and contextual indicia (including ORS 163.325’s treatment of legal nonconsent) and concluded knowing was not required |
Key Cases Cited
- PGE v. Bureau of Labor & Industries, 317 Or. 606 (sets out statutory-construction framework applied)
- State v. Simonov, 358 Or. 531 (explains conduct vs. circumstance and default culpability rules)
- State v. Haltom, 366 Or. 791 (earlier sexual-offense decision addressing nonconsent; distinguished here)
- State v. Ofodrinwa, 353 Or. 507 (interprets “does not consent” to include capacity-based nonconsent)
- State v. Owen, 369 Or. 288 (discusses the Criminal Code culpability provisions and minimum mental states)
- State v. Gaines, 346 Or. 160 (cited for statutory-construction principles)
