State v. Burgess
287 P.3d 1093
Or.2012Background
- Burgess was charged with first-degree assault; trial theory centered on accomplice liability for codefendant's assault using steel-toed boots.
- Codefendant's boot use caused major facial injuries; muddy ground condition later alleged to have caused injuries as a separate dangerous weapon.
- During trial, the state argued Burgess aided and abetted the codefendant; the jury convicted Burgess of first-degree assault; no expert medical testimony allocated injuries between actors.
- Court of Appeals reversed Burgess on first-degree assault, remanding for trial on lesser charges (second- and fourth-degree assault).
- State sought review to sustain a first-degree assault conviction on a theory not pursued at trial (principal liability via muddy ground as a dangerous weapon).
- Supreme Court held that applying a new theory on appeal would be fundamentally unfair and could not uphold the conviction on that basis; remand protocol discussed but not addressed on new retrial for first-degree assault.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether a first-degree assault conviction can be sustained on a theory not pursued at trial. | State contends election not required; any theory proven by record supports conviction. | Burgess argues due process requires trial theory to be monopoly of proof; cannot be convicted on unpled theory. | No; cannot sustain on unpleaded theory; fundamentally unfair. |
| Whether the appellate court may affirm under a different theory using the 'right for the wrong reason' rationale. | State asserts alternative theory supports conviction and review should allow it. | Burgess argues alternative theory was not presented below and due process prohibits switching theories on appeal. | Not permitted here; right-for-the-wrong-reason rationale not satisfied. |
Key Cases Cited
- State v. Rogers, 330 Or 282 (2000) (affirm on alternative basis only if record supports it)
- Outdoor Med. Dimensions Inc. v. State of Oregon, 331 Or 634 (2001) (conditions for affirming on alternative basis; preservation requirements)
- Peeples v. Lampert, 345 Or 209 (2008) (preservation and fairness by giving opposing party opportunity to respond)
- State v. Castrejon, 317 Or 202 (1993) (general preclusion of new issues not raised in court of appeals)
- Tarwater v. Cupp, 304 Or 639 (1988) (petitioner cannot shift positions on appeal)
