State v. Brennauer
314 Neb. 782
Neb.2023Background
- On Dec. 29, 2018, police responded to Christopher Brennauer after he threatened self-harm with a knife; during the encounter an officer was stabbed and Brennauer was shot and arrested.
- Brennauer has a long history of serious mental illness (schizoaffective disorder/bipolar type) and long-term substance use; he had a prior not-responsible-by-reason-of-insanity (NGRI) verdict in 2003.
- At trial both experts agreed Brennauer had a mental disease and was psychotic around the incident, but they disagreed whether his lack of capacity was caused by long‑standing (settled) illness or by intoxication/temporary effects.
- The State requested and the court gave a jury instruction mirroring Neb. Rev. Stat. § 29‑2203(4) (insanity does not include any temporary condition proximately caused by voluntary intoxication) and also gave a proximate‑cause definition.
- The jury convicted Brennauer on four felony counts and the court imposed consecutive lengthy sentences; Brennauer appealed, arguing (inter alia) instructional error and insufficiency of the evidence.
- The Nebraska Supreme Court considered for the first time how § 29‑2203(4) affects the insanity defense, noticed plain error in the jury instructions, vacated convictions and sentences, and remanded for a new trial.
Issues
| Issue | State's Argument | Brennauer's Argument | Held |
|---|---|---|---|
| Effect of § 29‑2203(4) on insanity defense (does it bar insanity based on substance‑caused conditions?) | §29‑2203(4) shows temporary conditions proximately caused by voluntary substance use preclude an insanity defense; evidence of long‑term substance use supports that theory | §29‑2203(4) should not eliminate settled (protracted) insanity; statute is a codification of the rule that voluntary intoxication alone is not a mental disease | §29‑2203(4) codifies the longstanding rule that voluntary intoxication is not a mental disease for insanity purposes but does not eliminate the settled‑insanity doctrine; statute ambiguous in isolation but legislative history supports no change to settled insanity precedent |
| Jury instructions: giving §29‑2203(4) language and proximate‑cause definition without instructing on settled insanity or burden | Instruction mirrored the statute and was appropriate under the State’s theory; proximate‑cause instruction addressed causation | Instruction confused jurors by omitting settled‑insanity instruction and burden allocation, likely foreclosing a valid defense | Plain error: instructions were misleading given the evidence and State's theory; failure to instruct on settled insanity (and clarity on burden) prejudiced Brennauer and requires reversal |
| Sufficiency of the evidence to rebut insanity | Even if mental disease existed, the jury reasonably found substance use was the proximate cause of the temporary condition and rejected insanity | Both experts agreed on mental disease; State failed to prove lack of capacity not due to mental disease | Court held the record contained sufficient evidence to support the verdicts, but because instructional plain error required reversal, convictions vacated and case remanded for new trial |
| Admissibility of hospital statements (motion to suppress) | Statements were admissible and not involuntary | Statements were involuntary and Miranda violations | Court declined to decide on remand because resolution unnecessary given reversal |
Key Cases Cited
- State v. Hotz, 281 Neb. 260 (2011) (reaffirmed that voluntary intoxication producing only temporary insanity is not a basis for the insanity defense)
- State v. Hood, 301 Neb. 207 (2018) (voluntary intoxication is not a mental disease or defect for insanity purposes)
- Paroline v. United States, 572 U.S. 434 (2014) (discussion of proximate‑cause concepts relevant to causation analysis)
- State v. Matteson, 313 Neb. 435 (2023) (advises against separate efficient‑intervening‑cause instructions; prefer proximate/concurring cause instructions)
- State v. Dady, 304 Neb. 649 (2019) (harmless‑error and factors for reviewing jury instructions)
