997 N.W.2d 858
N.D.2023Background
- Brame was charged with two counts of sexual assault and one count of furnishing alcohol to a minor; the alcohol charge was later dismissed as part of plea discussions.
- At arraignment Brame signed a rights-acknowledgment form and the court read the charges and advised him of counsel and maximum penalties, but did not cover all Rule 11(b) advisements then.
- At a pretrial conference Brame pleaded guilty to the two sexual-assault counts; the court accepted pleas, found a factual basis, and stated the pleas were voluntary without conducting the fuller Rule 11(b)(2) inquiry about promises, threats, or plea negotiations.
- The parties had a joint sentencing recommendation; the court adopted it and sentenced Brame to 30 months with credit for time served.
- On appeal Brame argued the court violated N.D.R.Crim.P. 11(b)(2) by not explicitly determining voluntariness or asking whether the plea resulted from promises or plea discussions; he did not raise this claim below.
- The Supreme Court found a plain Rule 11(b)(2) error but held Brame failed to show the error affected his substantial rights (no showing he would have pleaded differently), and therefore affirmed.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the court’s failure to comply with N.D.R.Crim.P. 11(b)(2) requires reversal of guilty pleas | The State: Even if Rule 11(b)(2) wasn’t followed, Brame didn’t show prejudice or that his substantial rights were affected | Brame: The court failed to determine voluntariness or inquire about promises or plea negotiations, so the pleas must be withdrawn | Court: Error was plain but did not affect substantial rights; no reasonable probability Brame would have refused the plea, so convictions affirmed |
Key Cases Cited
- State v. Magnuson, 571 N.W.2d 642 (N.D. 1997) (Rule 11 advisals are mandatory)
- State v. Gunwall, 522 N.W.2d 183 (N.D. 1994) (no need to readvise at change of plea if prior advisal and present recall are shown)
- State v. Beckman, 591 N.W.2d 120 (N.D. 1999) (purpose of inquiry into plea negotiations under Rule 11)
- State v. Farrell, 606 N.W.2d 524 (N.D. 2000) (when alerted by plea negotiations, court must make additional inquiry)
- United States v. Dominguez Benitez, 542 U.S. 74 (2004) (to show prejudice, defendant must show reasonable probability he would not have pleaded but for the error)
- State v. Henes, 763 N.W.2d 502 (N.D. 2009) (failure to raise issue below limits appellate review to obvious/plain error)
- State v. Hoehn, 932 N.W.2d 553 (N.D. 2019) (errors that do not affect substantial rights are to be disregarded)
