326 Or. App. 565
Or. Ct. App.2023Background
- Defendant stopped for lane maintenance problems; Sergeant Wertz (Oregon State Police, DRE-trained) administered HGN and other sobriety tests, arrested, and breath test showed BAC .08.
- Wertz testified he observed 4 of 6 HGN clues (lack of smooth pursuit and sustained nystagmus at maximum deviation) and explained HGN and its relevance to driving impairment.
- On redirect, Wertz described how an ophthalmologist (Dr. Karl Citek) taught that alcohol can cause the eyes to "regress" developmentally ("like a baby"), and linked that to impaired visual function while driving.
- Defense objected at trial to that testimony on hearsay, confrontation, and "lack of foundation" grounds; the trial court overruled the objections, allowing Wertz to testify about what he learned in training without repeating any particular out-of-court statement.
- Jury convicted on DUII, reckless driving, and recklessly endangering; on appeal, defendant challenged (1) hearsay/confrontation implications of Wertz’s recounting of training and (2) sufficiency of foundational showing for scientific HGN evidence (preservation issue).
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether Wertz’s testimony about what an ophthalmologist taught was inadmissible hearsay | State: Not hearsay because Wertz did not repeat an out‑of‑court declarant’s statement; he was explaining the basis for his opinion and relying on training (OEC 703). | Bowman: Wertz relayed an out‑of‑court expert’s statements; testimony was hearsay and violated confrontation. | Court: Not hearsay — Wertz gave general training-derived background, not a verbatim or case‑specific out‑of‑court statement; confrontation not implicated. |
| Whether HGN testimony required a specific foundational showing under O’Key and the State failed to lay it | State: Officer was qualified and tied HGN observations to impairment; foundational issues were not pressed below. | Bowman: HGN is scientific; under O’Key the State needed to establish officer qualification, proper administration, and accurate recording — foundation was insufficient. | Court: Argument not preserved for appeal (defense’s trial objections focused on hearsay/confrontation, not the O’Key foundational claim). |
Key Cases Cited
- State v. O’Key, 321 Or 285 (Or. 1995) (HGN is scientifically valid and admissible if officer qualification, proper administration, and accurate recording are shown)
- McCathern v. Toyota Motor Corp., 332 Or 59 (Or. 2001) (OEC 703 does not render inadmissible evidence admissible; background explanations for expert opinions are not hearsay when not offered for truth)
- State v. Belden, 369 Or 1 (Or. 2021) (Oregon confrontation right applies only to hearsay; unavailable‑declarant requirements apply when hearsay is at issue)
- State v. Ritchie, 251 Or App 587 (Or. App. 2012) (preservation requires specific trial objections so the court and opposing party can address the claimed error)
- State v. Knepper, 62 Or App 623 (Or. App. 1983) (distinguishes improperly admitted case‑specific scientific test results as inadmissible hearsay)
- State v. Prose, 308 Or App 167 (Or. App. 2020) (prejudicial error where expert testified to specific, inadmissible lab test results as substantive evidence)
