State v. Berglund
311 Or. App. 424
| Or. Ct. App. | 2021Background
- Defendant pleaded guilty to DUII in June 2012; diversion was revoked after a fatal September 2012 crash, and the court imposed a two‑year probation in June 2013 (probation would expire June 2015).
- In March 2014 the court issued a probation‑violation warrant (and supporting affidavit) alleging a violation (pleading guilty to manslaughter); the revocation hearing was repeatedly continued.
- After probation expired, the state sought and the court allowed an amended affidavit (filed March 2017) adding six additional alleged violations that occurred during the original probationary term.
- At the June 2017 hearing the state withdrew the original manslaughter allegation; the court found two violations from the amended affidavit (failure to complete evaluation/treatment and leaving Oregon without permission), revoked probation, and imposed a six‑month jail sanction.
- On appeal the court held that the trial court erred by considering and sanctioning violations alleged for the first time after the probation period ended; authority to adjudicate retained violations is limited to those charged during the probation period. Case reversed and remanded for resentencing.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether a sentencing court may revoke probation based on violations first alleged after the probationary period when revocation proceedings were initially commenced during probation | Filing a timely revocation proceeding tolls/permits later supplementation; court retained authority to sanction probationer for violations from the original probationary period | Court’s retained authority is limited to violations charged during the probation period; new allegations filed after expiration are untimely and unauthorized | Reversed: court’s retained authority is confined to violations charged during the probation period (initiated by warrant/affidavit); post‑expiration added claims may not be the basis for revocation |
| Whether amended allegations filed after probation "relate back" to the original warrant/affidavit | Amended allegations relate back (or are permitted because proceedings were initiated timely) | Relation‑back does not occur absent express statutory authorization; statutes limit charges to those filed during probation | Rejected relation‑back: statutes do not imply relation‑back; relation‑back requires explicit authorization |
Key Cases Cited
- State v. Ludwig, 218 Or 483 (Or. 1959) (properly initiated revocation proceedings before probation expires preserve authority to adjudicate afterwards)
- State v. Vanlieu, 251 Or App 361 (Or. Ct. App. 2012) (retained authority after initiation is limited to the charged violation; extending probation requires explicit judicial action)
- State v. Miller, 224 Or App 642 (Or. Ct. App. 2008) (initiating revocation before expiration preserves court’s authority to adjudicate charged violations later)
- State v. O’Neal, 24 Or App 423 (Or. Ct. App. 1976) (court lacks authority to revoke for probation‑period conduct when proceedings were not initiated before probation expired)
- State v. Granberry, 260 Or App 15 (Or. Ct. App. 2013) (statutory inquiry centers on a court’s authority, not "jurisdiction," to conduct post‑term adjudication)
- State v. Donovan, 305 Or 332 (Or. 1988) (probation revocation hearings are summary in nature and courts have broad discretion over their scope)
