308 P.3d 1121
Or. Ct. App.2013Background
- Defendant was charged with two counts of fourth-degree assault for incidents involving roommate Saner (Count 1) and neighbor Allen (Count 2); jury convicted on both counts.
- Defendant asserted self-defense as to Count 1, seeking to admit evidence of prior interactions between him and Saner on March 4 (verbal dispute about a TV) and March 7 (bathroom altercation where Saner allegedly pushed defendant under water).
- Trial court excluded defendant’s and roommate Parks’s testimony about the March 4 incident; it allowed defendant to testify about March 7 but excluded Parks’s corroborating testimony as improper bolstering.
- Investigating officer testified she called defendant on March 9 but he “refused to meet” her; defendant moved for a mistrial claiming this commented on his right to silence; motion denied.
- On appeal, court held exclusion of Parks’s March 7 testimony was error and not harmless as to Count 1; reversed and remanded for new trial on Count 1. Denial of mistrial re: officer’s comment was affirmed as not an abuse of discretion for Count 2.
Issues
| Issue | State's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility of Parks’s March 7 testimony (prior violent act) for self-defense | Exclusion may have been error but was harmless because defendant’s own testimony shows he acted from anger, not fear | Parks’s testimony was admissible under OEC 404(1) to show Saner’s violent character and corroborate defendant’s reasonable belief of imminent harm | Reversed: testimony admissible under OEC 404(1); exclusion was not harmless; new trial on Count 1 required |
| Admissibility of defendant’s testimony about March 4 TV incident | Trial court properly excluded it as non-violent, irrelevant to self-defense | Testimony about verbal aggression was relevant to Saner’s character and defendant’s belief of danger | Not decided on appeal (remanded) |
| Admissibility of Parks’s testimony about March 4 TV incident | Trial court exclusion justified for lack of violent conduct | Testimony would show pattern of hostility relevant to self-defense | Not decided on appeal (remanded) |
| Mistrial motion based on officer’s testimony that defendant “refused to meet” | Single isolated reference unlikely to lead jury to draw adverse inference; nonprejudicial | Comment improperly commented on defendant’s right to remain silent; requires mistrial | Affirmed: even if improper comment, denial of mistrial was not an abuse of discretion |
Key Cases Cited
- State v. Lunow, 131 Or. App. 429 (1994) (prior violent acts of alleged victim admissible under OEC 404(1) when relevant to defendant’s reasonable belief in need for self-defense)
- State v. Whitney-Biggs, 147 Or. App. 509 (1997) (discussion of character evidence and OEC 404 principles)
- State v. Charboneau, 323 Or. 38 (1996) (describing improper bolstering and limits on credibility enhancement)
- State v. Davis, 336 Or. 19 (2003) (standard for harmless evidentiary error: little likelihood the error affected the verdict)
- State v. Griffin, 19 Or. App. 822 (1974) (exclusion of evidence about victim’s intoxicated violent tendencies was prejudicial to self-defense claim)
- State v. Larson, 325 Or. 15 (1997) (mistrial denial reviewed for abuse of discretion; context may render improper comments nonprejudicial)
- State v. Smallwood, 277 Or. 503 (1977) (generally reversible error to admit evidence of exercise of constitutional rights when prejudicial)
- State v. Farrar, 309 Or. 132 (1990) (isolated, non-exploited references to collateral matters may not mandate mistrial)
