504 P.3d 171
Utah Ct. App.2022Background
- Victim testified to three specific instances of alleged sexual abuse: two at the family house and one at an apartment; she did not specify dates for each incident.
- State charged Baugh with two counts of aggravated sexual abuse tied to years: count 1 (2012) and count 2 (2014).
- During closing, the prosecutor told the jury that either of the alleged incidents could be used to satisfy either count—that "any two of those experiences" could fulfill the two counts.
- Jury instructions and verdict forms did not require jurors to unanimously agree on which specific act supported each count, and defense counsel did not request a specific-unanimity instruction or a special verdict form.
- After lengthy deliberations and a late-night admonition to continue, the jury acquitted on the 2012 count and convicted on the 2014 count; Baugh appealed claiming ineffective assistance for failing to secure unanimity instructions.
- The Utah Court of Appeals vacated the conviction and remanded, holding counsel’s omission was deficient and prejudiced the defense by undermining confidence in the outcome.
Issues
| Issue | State's Argument | Baugh's Argument | Held |
|---|---|---|---|
| Whether counsel was constitutionally ineffective for failing to obtain a jury instruction requiring unanimity as to which specific act supported each count | Counsel’s omission was not prejudicial; any alleged admissions and the evidence supported conviction; Alires did not control because of timing | Counsel was ineffective for failing to request specific-unanimity instructions or special verdict form, allowing jurors to mix-and-match acts across counts | Vacated conviction: counsel performed deficiently and prejudice undermined confidence in the verdict; remand for further proceedings |
Key Cases Cited
- Ramos v. Louisiana, 140 S. Ct. 1390 (recognizing Sixth Amendment unanimity requirement in criminal trials)
- State v. Hummel, 393 P.3d 314 (Utah 2017) (unanimity required as to each count and specific criminal act)
- State v. Alires, 455 P.3d 636 (Utah Ct. App. 2019) (failure to link acts to counts requires specific-unanimity instruction; counsel deficient for not requesting one)
- State v. Saunders, 992 P.2d 951 (Utah 1999) (Article I, §10 unanimity clause requires jurors agree on particular criminal act)
- State v. Scott, 462 P.3d 350 (Utah 2020) (standards for ineffective assistance review)
- State v. Mendoza, 496 P.3d 275 (Utah Ct. App. 2021) (defense counsel’s duty to protect unanimity and State’s burden of proof)
