500 P.3d 746
Or. Ct. App.2021Background
- Defendant Bates pleaded guilty to private indecency and received a stipulated probationary sentence.
- At sentencing the court orally ordered no contact with the victim and that Bates not reside at the apartment complex; the written judgment added broader terms (e.g., a 100‑yard exclusion and other prohibitions) not announced in open court.
- Bates appealed, arguing the written judgment imposed a probation condition the court had not announced at sentencing.
- The State responded that the appeal was moot because a later probation‑violation judgment found Bates in violation and "continued probation," and Bates did not appeal that later judgment.
- The Court of Appeals concluded the State failed to prove mootness, overruled State v. Nguyen, held the additional written condition was unlawfully imposed, and remanded for resentencing.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Bates) | Held |
|---|---|---|---|
| 1. Is the appeal moot because a later probation‑violation judgment continued probation? | The later judgment continued identical conditions, so reversal of the original judgment would have no practical effect. | The later judgment was not appealable, did not itself reimpose the challenged condition, and the State must prove mootness. | Not moot. The State failed to show the later proceeding rendered the appeal ineffective; Nguyen was overruled. |
| 2. Does a written probation condition that was not announced in open court constitute reversible error? | (State did not dispute merits here.) | The unannounced condition is unlawful and entitles Bates to resentencing. | Yes. Imposing conditions in the written judgment that were not announced at sentencing is reversible error; remand for resentencing. |
| 3. Could an oral pronouncement at a later probation hearing cure the original error or require Bates to appeal the later judgment? | Any oral pronouncement at the PV hearing could cure the error; Bates could have appealed the PV judgment. | The State bears the burden to show mootness; a subsequent PV judgment is not presumptively dispositive, and many PV judgments are not appealable. | The State must affirmatively show what occurred at the later proceeding; mere existence of a PV judgment continuing probation does not establish mootness. |
| 4. Should State v. Nguyen control or be overruled? | Nguyen supported dismissal as moot. | Nguyen’s reasoning was incomplete and inconsistent with later cases. | Nguyen is overruled as plainly wrong in its treatment of mootness in these circumstances. |
Key Cases Cited
- State v. Nguyen, 298 Or App 139 (2019) (two‑paragraph per curiam on mootness in similar context; overruled)
- State v. Dennis, 303 Or App 595 (2020) (probation‑violation judgment that "continued" probation does not supplant original sentencing judgment)
- State v. Hunt, 307 Or App 71 (2020) (analysis of appealability under ORS 138.035(3); sanctions in PV orders are generally not "conditions of probation")
- State v. Anotta, 302 Or App 176 (2020) (remedy for unannounced probation conditions is remand for resentencing)
- Dept. of Human Services v. A. B., 362 Or 412 (2018) (mootness requires that deciding the issue will have no practical effect; burden is on party asserting mootness)
- State v. Lomack, 307 Or App 596 (2020) (example where appeal became moot because probation was revoked and condition no longer applied)
- State v. Maack, 270 Or App 400 (2015) (appellate courts generally will not resolve validity of a probation condition in a revocation appeal)
