State v. Bartels
1 CA-CR 15-0682
| Ariz. Ct. App. | Aug 25, 2016Background
- Defendant Ian George Bartels pled guilty/no contest to two counts of Attempt to Commit Sexual Assault (class 3 felonies) and one count of Kidnapping (class 2 felony); sentenced to 3.75 years for kidnapping and lifetime probation on the two sexual-assault counts (probation consecutive to prison term).
- After completing his prison term, Bartels had two earlier probation violations that resulted in reinstatement of probation.
- A third petition to revoke probation was filed alleging violations of Condition 21A (failure to obtain permission for schedule changes / being absent from residence) and Condition 21D (unauthorized contact with K. Yates and her minor children).
- At the contested violation hearing, the probation officer testified about observed absences and the officer related Defendant’s admissions of unauthorized contacts with Ms. Yates and her children.
- The court found by a preponderance of the evidence that Defendant violated probation, revoked probation as to the two sexual-assault counts, and imposed consecutive 2.5-year prison sentences (with credit for time served).
- Defendant timely appealed; appellate counsel filed an Anders/Leon brief finding no arguable issues, Defendant did not file a supplemental brief, and the Court conducted a full-record review.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the State proved probation violations by a preponderance of the evidence | The State argued the probation officer’s testimony and Defendant’s admissions showed failures to follow the intensive-probation schedule (21A) and unauthorized contact with Ms. Yates and minors (21D) | Bartels contended (via record review) that revocation was unsupported / sought reversal of revocation | Court held evidence was substantial and nonarbitrary; probation revocation affirmed |
| Whether proceedings complied with procedural protections | State: proceedings followed Arizona Rules, Defendant had counsel and opportunity to speak; counsel filed Anders/Leon brief | Defendant did not present additional procedural complaints on appeal | Court held proceedings complied with rules, Defendant represented at all critical stages, sentence legal; no reversible error |
Key Cases Cited
- Anders v. California, 386 U.S. 738 (U.S. 1967) (requirement for counsel to brief any arguable issues when asserting appeal is frivolous)
- State v. Leon, 104 Ariz. 297 (Ariz. 1969) (state-law companion to Anders for appellate counsel duties)
- State v. Clark, 196 Ariz. 530 (Ariz. Ct. App. 2000) (appellate court’s obligation to review entire record for reversible error)
- State v. Thomas, 196 Ariz. 312 (Ariz. Ct. App. 2000) (standard that revocation findings will be upheld unless arbitrary or unsupported)
- State v. Shattuck, 140 Ariz. 582 (Ariz. 1984) (counsel’s obligations after concluding appeal are limited to informing client of status and options)
