507 P.3d 787
Or. Ct. App.2022Background
- In July 2018, police responded to a hit-and-run; officers encountered Banks near his damaged Dodge truck and observed slurred speech, unsteadiness, dilated pupils, and frequent yawning.
- Banks performed field sobriety tests (recorded on dash cam): no HGN, but 5/8 clues on walk-and-turn and 2/4 on one-leg stand; officer arrested him for DUII.
- Breath test at the station showed 0.00 BAC; a DRE concluded impairment by a narcotic analgesic and a depressant; urine later tested positive for hydrocodone and zolpidem.
- Banks sought to call family lay witnesses (wife and children) to testify they had observed prior episodes (syncopal/blackout-like) whose behavior matched Banks’s appearance during the recorded encounter.
- Trial court excluded that testimony as impermissible scientific evidence under OEC 702; Banks preserved an offer of proof and appealed.
- The Court of Appeals held the exclusion was error (testimony was lay observation, not scientific), and that the error was not harmless; reversed and remanded.
Issues
| Issue | State's Argument | Banks's Argument | Held |
|---|---|---|---|
| Whether family testimony was impermissible "scientific" evidence requiring expert foundation under OEC 702 | The testimony amounted to a medical/diagnostic assertion (syncopal episodes) and thus required expert/scientific foundation | Testimony was lay observation of behavior (no medical diagnosis), admissible under OEC 701 | Court: Exclusion under OEC 702 was error; family testimony was non‑scientific lay observation |
| Whether lay testimony failed OEC 701 "helpfulness" requirement | (Raised first on appeal) Wife’s testimony lacked necessary context (timing relative to meds) and thus would not be ‘‘helpful’’ to jury | Testimony was rationally based on perception and could help jury assess intoxication/impeach state expert | Court: State forfeited this objection by not raising it below; did not decide on helpfulness; declined to affirm on that basis |
| Whether exclusion was harmless error | Error was harmless because toxicology and DRE evidence showed impairment | Exclusion was not harmless because family testimony could rebut state’s symptom-based case and impeach DRE | Court: Error was not harmless given centrality of observed symptoms and potential for family testimony to assist jury; reversal required |
Key Cases Cited
- State v. Henley, 363 Or 284 (Oregon Supreme Court) (defines when evidence is “scientific” for OEC 702 purposes)
- State v. Davis, 351 Or 35 (Oregon Supreme Court) (distinguishes lay observation testimony from scientific/diagnostic testimony)
- State v. Evensen, 298 Or App 294 (Or. Ct. App.) (lay witness appearance testimony not scientific when based on personal observation)
- State v. Tiner, 340 Or 551 (Oregon Supreme Court) (single offer of proof containing mixed admissible and inadmissible material may be rejected)
- Outdoor Media Dimensions, Inc. v. State of Oregon, 331 Or 634 (Oregon Supreme Court) (explains ‘‘right for the wrong reason’’ affirmance limits)
- State v. Barnes, 208 Or App 640 (Or. Ct. App.) (standard of review for exclusion of lay witness testimony)
- State v. Tucker, 315 Or 321 (Oregon Supreme Court) (explains when lay opinion testimony is helpful for intoxication issues)
- State v. Eatinger, 298 Or App 630 (Or. Ct. App.) (procedural rules for reviewing trial court evidentiary rulings)
- State v. Carter, 315 Or App 246 (Or. Ct. App.) (standards for harmless error analysis)
