State v. Ballew
291 Neb. 577
| Neb. | 2015Background
- Defendant Joshua D. Ballew was tried for stabbing two victims (Marshall Mock and Tyler Waddell) at a March 2012 party and was convicted on six counts: two counts of first-degree assault, two counts of second-degree assault, and two counts for use of a deadly weapon (one set per victim).
- The information initially pleaded multiple alternative theories for second-degree assault; the State amended during trial so the second-degree counts rested solely on § 28-309(1)(a) (intentionally or knowingly causing bodily injury with a dangerous instrument).
- Key eyewitnesses (the two victims plus two others) identified Ballew at trial; defense sought to impeach those identifications with statements the witnesses made shortly after the incident to police and with a photographic-lineup history.
- The trial court sustained State objections to defense questioning of witnesses/officers on the basis of hearsay or improper impeachment; the excluded topics included whether early statements mentioned tattoos and what identifications were made from a photo lineup.
- After conviction, Ballew moved for a new trial arguing (1) double jeopardy barred convictions for both first- and second-degree assault as to each victim, and (2) evidentiary exclusions violated his rights to present a complete defense and to confront witnesses. The district court denied the motion and imposed concurrent/consecutive sentences; Ballew appealed.
Issues
| Issue | Plaintiff's Argument (Ballew) | Defendant's Argument (State) | Held |
|---|---|---|---|
| Whether convictions for both 1st-degree assault (§ 28-308) and 2nd-degree assault (§ 28-309(1)(a)) for the same act violate double jeopardy | Convicting and sentencing him for both degrees arising from the same act produces multiple punishments for the same offense in violation of double jeopardy and statutory scheme (§ 29-2025) | The statutes have distinct elements (serious bodily injury vs. use of a dangerous instrument); under Blockburger the offenses are separate so cumulative punishment is permitted | Affirmed: Blockburger same-elements test applies; § 28-308 and § 28-309(1)(a) each require an element the other does not, so double jeopardy does not bar separate convictions/sentences |
| Whether trial court erred in excluding prior out-of-court descriptions (police reports) as improper impeachment when used to impeach Waddell | Early statements that omitted tattoos or described different clothing were prior inconsistent statements admissible to impeach credibility | The omissions/statements were not necessarily inconsistent (reports may be incomplete), and admission would be hearsay or improper extrinsic impeachment | Affirmed: trial court did not abuse discretion; prior statements were not sufficiently inconsistent or admissible impeachment evidence |
| Whether trial court erred in excluding officer testimony about what witnesses told them (Luce/Tucker) as hearsay when offered to impeach | Officer testimony recounting witness statements was non-hearsay when offered solely for impeachment; exclusion violated confrontation/compulsory-process rights | Court properly excluded because the proffered officer testimony sought to prove identification/descriptive facts and was hearsay or cumulative; defendant had other cross-examination opportunities | Affirmed: exclusion was within trial court discretion and did not violate confrontation or due process rights; any error was not materially prejudicial |
| Whether cumulative exclusion of impeachment evidence required a new trial (constitutional claim) | Excluding impeachment evidence prevented a meaningful opportunity to present a defense and deprived effective confrontation; error was not harmless given credibility disputes | The defense could cross-examine witnesses on key points; excluded evidence was inadmissible under the rules, so constitutional rights were not violated | Affirmed: no constitutional violation; defendant had a meaningful opportunity to present a defense and cross-examine witnesses |
Key Cases Cited
- Blockburger v. United States, 284 U.S. 299 (same-elements test for double jeopardy)
- Albernaz v. United States, 450 U.S. 333 (Blockburger is a statutory-construction tool and yields to clear legislative intent)
- Whalen v. United States, 445 U.S. 684 (assumption that separately codified statutes suggest separate offenses unless contrary legislative intent)
- State v. Billups, 209 Neb. 737 (Nebraska precedents treating first- and second-degree assault as distinct for some purposes)
- State v. Van, 268 Neb. 814 (affirming consecutive sentences where offenses arose in separate transactions)
- State v. Miner, 273 Neb. 837 (Legislature can declare related statutes a single offense, making Blockburger unnecessary)
- State v. Huff, 282 Neb. 78 (Nebraska discussion of double jeopardy and Blockburger application)
- State v. Rodriguez, 272 Neb. 930 (prior inconsistent statements admissible for impeachment under Nebraska law)
