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State v. Baker
369 N.C. 586
| N.C. | 2017
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Background

  • Victim ("Amanda") alleged multiple sexual assaults by defendant (mother's boyfriend) between April 1, 2008 and October 21, 2009, including a bedroom incident and a couch incident.
  • In the bedroom incident Amanda testified defendant removed both their clothes, touched her, and initially testified that penetration did not occur at that time but later (2013) asserted penile–vaginal penetration.
  • In the couch incident Amanda said defendant touched her chest and attempted to make her lie down; she fled, called her mother, and was picked up by grandparents.
  • Medical exam showed no acute or healed trauma; mental-health provider diagnosed PTSD but conceded symptoms are not specific to sexual abuse.
  • Defendant denied all allegations. Indictments charged completed and attempted first-degree rape of a child and indecent liberties; jury convicted on attempted rape and indecent liberties, hung on the completed-rape count.
  • Court of Appeals vacated the attempted-rape conviction for insufficient evidence; North Carolina Supreme Court granted discretionary review.

Issues

Issue Plaintiff's Argument (State) Defendant's Argument (Baker) Held
Whether record contained sufficient evidence to support conviction for attempted first-degree rape of a child Evidence of the bedroom incident (which could show completed rape) or the couch incident sufficed to support attempted-rape conviction; completed-crime evidence can support attempt Evidence either showed a completed rape (so attempt is not supported) or, for the couch incident, did not show intent to rape; submitting attempt without evidentiary support violates due process/unanimity Reversed Court of Appeals: evidence (including evidence of completed rape) was sufficient to support attempted-rape conviction
Whether trial court erred by instructing jury on attempted rape as a lesser included offense (plain error) Trial court did not submit attempted rape as a lesser included offense; instruction required each count be a separate discrete event Submission as lesser included offense would be plain error if unsupported by evidence and could prejudice Baker No need to decide plain-error claim: Court found attempt was supported on the merits and the attempt count was not presented as a lesser included offense

Key Cases Cited

  • State v. Roy, 233 N.C. 558 (recognizes that evidence of a completed rape can support conviction for assault with intent/attempt)
  • State v. Canup, 117 N.C. App. 424 (completed penetration does not negate prior overt acts; completed offense includes an attempt)
  • State v. Primus, 227 N.C. App. 428 (applies Canup to hold completed theft evidence can sustain attempted-theft charge)
  • State v. Nelson, 341 N.C. 695 (explains when a lesser-included offense should not be submitted if only positive evidence of the greater offense exists)
Read the full case

Case Details

Case Name: State v. Baker
Court Name: Supreme Court of North Carolina
Date Published: Jun 9, 2017
Citation: 369 N.C. 586
Docket Number: 35PA16
Court Abbreviation: N.C.