State v. Baker
369 N.C. 586
| N.C. | 2017Background
- Victim ("Amanda") alleged multiple sexual assaults by defendant (mother's boyfriend) between April 1, 2008 and October 21, 2009, including a bedroom incident and a couch incident.
- In the bedroom incident Amanda testified defendant removed both their clothes, touched her, and initially testified that penetration did not occur at that time but later (2013) asserted penile–vaginal penetration.
- In the couch incident Amanda said defendant touched her chest and attempted to make her lie down; she fled, called her mother, and was picked up by grandparents.
- Medical exam showed no acute or healed trauma; mental-health provider diagnosed PTSD but conceded symptoms are not specific to sexual abuse.
- Defendant denied all allegations. Indictments charged completed and attempted first-degree rape of a child and indecent liberties; jury convicted on attempted rape and indecent liberties, hung on the completed-rape count.
- Court of Appeals vacated the attempted-rape conviction for insufficient evidence; North Carolina Supreme Court granted discretionary review.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Baker) | Held |
|---|---|---|---|
| Whether record contained sufficient evidence to support conviction for attempted first-degree rape of a child | Evidence of the bedroom incident (which could show completed rape) or the couch incident sufficed to support attempted-rape conviction; completed-crime evidence can support attempt | Evidence either showed a completed rape (so attempt is not supported) or, for the couch incident, did not show intent to rape; submitting attempt without evidentiary support violates due process/unanimity | Reversed Court of Appeals: evidence (including evidence of completed rape) was sufficient to support attempted-rape conviction |
| Whether trial court erred by instructing jury on attempted rape as a lesser included offense (plain error) | Trial court did not submit attempted rape as a lesser included offense; instruction required each count be a separate discrete event | Submission as lesser included offense would be plain error if unsupported by evidence and could prejudice Baker | No need to decide plain-error claim: Court found attempt was supported on the merits and the attempt count was not presented as a lesser included offense |
Key Cases Cited
- State v. Roy, 233 N.C. 558 (recognizes that evidence of a completed rape can support conviction for assault with intent/attempt)
- State v. Canup, 117 N.C. App. 424 (completed penetration does not negate prior overt acts; completed offense includes an attempt)
- State v. Primus, 227 N.C. App. 428 (applies Canup to hold completed theft evidence can sustain attempted-theft charge)
- State v. Nelson, 341 N.C. 695 (explains when a lesser-included offense should not be submitted if only positive evidence of the greater offense exists)
