271 P.3d 1142
Haw.2012Background
- Bailey was convicted in Hawaii Circuit Court of four counts of sexual assault in the first degree involving a 12-year-old; the incident occurred July 22, 2007 at a church copy room.
- Trial proceeded with juror closure during jury selection, and Juror Nine later disclosed having knowledge of Bailey's prior murder charge; Bailey moved for mistrial, which was denied.
- The circuit court replaced Juror Nine with an alternate juror after deliberations began, and instructed the remaining jurors to disregard the statements and restart deliberations.
- The Hawaii Intermediate Court of Appeals affirmed the convictions; Bailey sought certiorari review arguing juror misconduct, improper instruction on an included offense, and insufficient evidence.
- The Supreme Court vacated the ICA and circuit court judgments, remanding for a new trial on the four counts of attempted sexual assault in the first degree, but held that the included-offense instruction and sufficiency of evidence were properly supported.
- The analysis addressed whether Juror Nine’s statements were harmless beyond a reasonable doubt, the propriety of the Rule 24(c) replacement, and whether retrial is appropriate given the totality of the circumstances.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Juror Nine’s statements violated Bailey’s right to a fair trial | Bailey’s rights were harmed; prejudicial evidence | The court should analyze for harmless error; jurors could remain impartial | Not harmless beyond a reasonable doubt; new trial required |
| Includes offense instruction warranted by evidence | Rational basis existed for including attempted sexual assault | No rational basis since evidence showed only complete penetration | Yes, rational basis supported inclusion instruction |
| Substantial evidence supported convictions | Evidence showed multiple witnesses and Bailey’s conduct | Inconsistencies and lack of physical injuries undermine conviction | Substantial evidence supported convictions on all counts |
Key Cases Cited
- State v. Kalaola, 124 Haw. 43 (Haw. 2010) (retrial not barred when evidence supports conviction)
- State v. Feliciano, 62 Haw. 637 (Haw. 1980) (retrial not barred under double jeopardy when lesser included offense doctrine applies)
- State v. Behrendt, 124 Haw. 90 (Haw. 2010) (rational basis for lesser included offense instruction; substantial evidence)
- State v. Haanio, 94 Haw. 405 (Haw. 2001) (instruction on included offenses when rational basis exists)
- State v. Kim, 103 Haw. 285 (Haw. 2003) (abuse of discretion standard for new trial; jury impartiality)
- State v. Furutani, 76 Haw. 172 (Haw. 1994) (abuse of discretion review for mistrial/ juror misconduct; presumption of prejudice)
- State v. Yamada, 108 Haw. 474 (Haw. 2005) (abuse of discretion in new trial determinations;十二 impartial jurors)
- State v. Pokini, 57 Haw. 17 (Haw. 1976) (prejudicial prior offense evidence may require mistrial)
- State v. Keliiholokai, 58 Haw. 356 (Haw. 1977) (prejudice from newspaper articles about prior convictions; voir dire guidance)
- Marshall v. United States, 360 U.S. 310 (U.S. 1959) (prejudice from widely disseminated information; remand for new trial)
- State v. Samonte, 83 Haw. 507 (Haw. 1996) (jury taint from external communications; harmlessness analysis)