421 P.3d 843
N.M. Ct. App.2018Background
- In 2013 Aslin pleaded guilty to methamphetamine trafficking; court suspended a 9-year sentence and imposed 3 years probation.
- His probation order required him to follow probation officer instructions, including entering and completing drug treatment if deemed appropriate.
- After testing positive for alcohol, Aslin admitted a 2014 violation, was reinstated to probation, and enrolled in the First Judicial District’s Technical Violation Program (TVP).
- While in the TVP he had two positive meth tests and received short jail sanctions; in October 2015 he was arrested on new-charges allegations and charged in a probation-violation report with new offenses and failure to enter treatment.
- At the November 13, 2015 hearing the court found insufficient proof of new criminal offenses but concluded Aslin willfully failed to enter/complete outpatient treatment, revoked probation, and imposed prison time.
- On appeal the court affirmed the willfulness finding but held that the failure to enter treatment was a TVP "technical violation," vacated revocation, and remanded for TVP sanctions (fourth violation rules) and reinstatement of probation.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether evidence proved a willful probation violation (failure to enter/complete treatment) | State: probation officer testimony and signed probation order established a prima facie willful breach | Aslin: failure to obtain treatment was due to factors beyond his control; not willful | Affirmed — State met burden; Aslin offered no evidence to rebut the inference of willfulness |
| Whether the violation was a "technical violation" under the First Judicial District TVP and thus subject to TVP sanctions rather than revocation | State: court treated failure to enter treatment as more than a technical violation and revoked probation | Aslin: failure to enter/complete treatment falls within TVP definitions of technical violations and should be sanctioned under the TVP progressive scheme | Reversed and remanded — court misapplied Rule 5-805(C); without new criminal charges the failure to enter treatment is a TVP technical violation; vacate revocation, reinstate probation, impose TVP sanction for a third violation (14 days jail) |
Key Cases Cited
- State v. Leon, 292 P.3d 493 (N.M. Ct. App.) (discusses burden-shifting: State must prove violation; once prima facie shown defendant must come forward to rebut willfulness)
- In re Bruno R., 66 P.3d 339 (N.M. Ct. App.) (State must prove willful conduct to establish probation violation)
- State v. Martinez, 775 P.2d 1321 (N.M. Ct. App.) (once State establishes violation, defendant must show non-willfulness or excuse)
- State v. Parsons, 717 P.2d 99 (N.M. Ct. App.) (same principle regarding burden to rebut non-willfulness)
- Fogelson v. Wallace, 406 P.3d 1012 (N.M. Ct. App.) (gives effect to plain meaning of rules when language is clear)
