327 P.3d 1191
Or. Ct. App.2014Background
- Defendant lived with victim (his stepdaughter) from 2003; in 2009 the victim’s mother reported repeated mental, sexual, and physical abuse over several years.
- Victim (15 at interview) told Detective Hingston (Feb 9, 2010) and a forensic interviewer about repeated rapes, sodomy, and fingertip/rocket penetrations occurring at various locations in the home; statements were recorded in Hingston’s report (filed Feb 18, 2010).
- Defendant was indicted for first-degree rape, first-degree sodomy, and second-degree unlawful penetration (indictment alleged offenses between Jan 1, 2007 and Mar 23, 2010; Count 3 identified defendant’s finger as the object).
- State gave notice it would offer the victim’s out-of-court statements by referencing Hingston’s report and specific page numbers; defendant objected that the notice failed OEC 803(18a)(b)’s particularity requirements.
- At trial Hingston testified to the victim’s statements; victim also testified generally about multiple incidents without specific dates; defendant requested a jury unanimity (Boots) instruction that was denied.
- Court of Appeals reviewed whether the notice satisfied OEC 803(18a)(b) and whether a Boots-type jury concurrence instruction was required given multiple non-specific occurrences of the charged crimes.
Issues
| Issue | State's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Admissibility of victim’s out-of-court statements under OEC 803(18a)(b): whether the State’s notice provided the required "particulars of the statement" | Notice identified date, recipient (Detective Hingston), report and page numbers where statements appear, and made report available in discovery — sufficient to apprise defense | Notice was insufficiently particular (relied on Chase): referencing a report was not enough to identify the substance or how statements would be offered | Notice was sufficiently particular; trial court did not err in admitting victim’s hearsay statements under OEC 803(18a)(b) |
| Jury concurrence (Boots) instruction: whether jury must agree which specific occurrence formed the basis for each conviction when multiple generalized incidents were presented | No Boots instruction required where testimony was generalized and did not present distinguishable, material alternative occurrences that could cause juror disagreement/confusion | Requested instruction required: jurors must agree on which factual occurrence constituted the crime (to prevent jurors from convicting based on different incidents) | No error in refusing the requested instruction. Because evidence was generalized and did not present materially different occurrences (e.g., different victims/perpetrators), a concurrence instruction was not required |
Key Cases Cited
- State v. Boots, 308 Or. 371 (1989) (requires jury concurrence when alternative statutory means implicate different factual theories essential to the crime)
- State v. Chase, 240 Or. App. 541 (2011) (notice under OEC 803(18a)(b) must identify substance of statement and means/witness by which it will be introduced)
- State v. Riley, 258 Or. App. 246 (2013) (referencing specific discovery pages, date, and witness can satisfy OEC 803(18a)(b) particularity)
- State v. Pipkin, 354 Or. 513 (2013) (clarifies Boots scope; distinguishes statutory alternative-means cases from multiple-occurrence cases)
- State v. Lotches, 331 Or. 455 (2000) (Boots-type instruction required where multiple distinct factual occurrences could underlie an element and cause juror disagreement)
- State v. Hale, 335 Or. 612 (2003) (failure to require jury unanimity was plain error when multiple victims/perpetrators created different factual scenarios)
- State v. Sparks, 336 Or. 298 (2004) (no concurrence instruction required where differences were nonessential factual details, e.g., location)
