State v. ArringtonÂ
2017 N.C. App. LEXIS 617
| N.C. Ct. App. | 2017Background
- Defendant James Edward Arrington pled guilty to assault with a deadly weapon inflicting serious injury, felony failure to appear, and attaining habitual felon status pursuant to a plea deal that stipulated he had 16 prior-record-level points (Level V).
- The prior-record worksheet listed six prior convictions, including a 1994 North Carolina second-degree murder conviction (the "1994 Conviction") classified on the worksheet as a Class B1 offense and assigned 9 points.
- At sentencing the defense counsel expressly stipulated to the contents of the sentencing worksheet and the trial court sentenced Defendant as a Level V habitual felon to 96–128 months.
- Defendant later challenged on appeal that the 1994 Conviction should have been classified as Class B2 (6 points), which would have left him with 13 points and a Level IV designation.
- The core legal dispute was whether Defendant’s stipulation as to the classification of the 1994 Conviction resolved a factual issue (permissible) or a legal issue (impermissible), because the statute classifying second-degree murder was amended after 1994 to create B1/B2 distinctions.
- The Court granted certiorari despite a Rule 4 filing defect, concluded the stipulation implicated a question of law and therefore was invalid, vacated the judgment, set aside the plea, and remanded for further proceedings.
Issues
| Issue | Plaintiff's Argument (State) | Defendant's Argument (Arrington) | Held |
|---|---|---|---|
| Whether a defendant can validly stipulate to the classification of a prior conviction when classification requires applying a statute enacted after the prior conviction (a question of law). | The stipulation concerned a factual matter (the prior conviction’s classification on the worksheet) and thus was binding proof of the prior conviction and its class. | The stipulation attempted to resolve a legal question—how the 1994 conviction should be classified under a later-enacted statute—so it was invalid and not binding. | The Court held the stipulation involved a question of law (retroactive classification under the amended statute), so it was invalid; judgment and plea vacated. |
Key Cases Cited
- State v. Alexander, 359 N.C. 824 (establishes that a defendant’s stipulation via worksheet and counsel statements can prove the existence of prior convictions)
- State v. Hinton, 196 N.C. App. 750 (recognizes that a sentencing worksheet plus counsel statements can constitute a stipulation)
- State v. Wingate, 213 N.C. App. 419 (holds classification of a prior conviction may be factual where no legal change affects classification)
- State v. Sanders, 367 N.C. 716 (determination whether an out-of-state conviction is substantially similar to a NC offense is a question of law)
- State v. Hanton, 175 N.C. App. 250 (stating stipulations as to questions of law are generally invalid in sentencing contexts)
- State v. Rico, 218 N.C. App. 109 (supports vacating plea/sentence when sentence improperly imposed based on invalid stipulation)
