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State v. ArringtonÂ
2017 N.C. App. LEXIS 617
| N.C. Ct. App. | 2017
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Background

  • Defendant James Edward Arrington pled guilty to assault with a deadly weapon inflicting serious injury, felony failure to appear, and attaining habitual felon status pursuant to a plea deal that stipulated he had 16 prior-record-level points (Level V).
  • The prior-record worksheet listed six prior convictions, including a 1994 North Carolina second-degree murder conviction (the "1994 Conviction") classified on the worksheet as a Class B1 offense and assigned 9 points.
  • At sentencing the defense counsel expressly stipulated to the contents of the sentencing worksheet and the trial court sentenced Defendant as a Level V habitual felon to 96–128 months.
  • Defendant later challenged on appeal that the 1994 Conviction should have been classified as Class B2 (6 points), which would have left him with 13 points and a Level IV designation.
  • The core legal dispute was whether Defendant’s stipulation as to the classification of the 1994 Conviction resolved a factual issue (permissible) or a legal issue (impermissible), because the statute classifying second-degree murder was amended after 1994 to create B1/B2 distinctions.
  • The Court granted certiorari despite a Rule 4 filing defect, concluded the stipulation implicated a question of law and therefore was invalid, vacated the judgment, set aside the plea, and remanded for further proceedings.

Issues

Issue Plaintiff's Argument (State) Defendant's Argument (Arrington) Held
Whether a defendant can validly stipulate to the classification of a prior conviction when classification requires applying a statute enacted after the prior conviction (a question of law). The stipulation concerned a factual matter (the prior conviction’s classification on the worksheet) and thus was binding proof of the prior conviction and its class. The stipulation attempted to resolve a legal question—how the 1994 conviction should be classified under a later-enacted statute—so it was invalid and not binding. The Court held the stipulation involved a question of law (retroactive classification under the amended statute), so it was invalid; judgment and plea vacated.

Key Cases Cited

  • State v. Alexander, 359 N.C. 824 (establishes that a defendant’s stipulation via worksheet and counsel statements can prove the existence of prior convictions)
  • State v. Hinton, 196 N.C. App. 750 (recognizes that a sentencing worksheet plus counsel statements can constitute a stipulation)
  • State v. Wingate, 213 N.C. App. 419 (holds classification of a prior conviction may be factual where no legal change affects classification)
  • State v. Sanders, 367 N.C. 716 (determination whether an out-of-state conviction is substantially similar to a NC offense is a question of law)
  • State v. Hanton, 175 N.C. App. 250 (stating stipulations as to questions of law are generally invalid in sentencing contexts)
  • State v. Rico, 218 N.C. App. 109 (supports vacating plea/sentence when sentence improperly imposed based on invalid stipulation)
Read the full case

Case Details

Case Name: State v. ArringtonÂ
Court Name: Court of Appeals of North Carolina
Date Published: Aug 1, 2017
Citation: 2017 N.C. App. LEXIS 617
Docket Number: COA16-761
Court Abbreviation: N.C. Ct. App.