475 P.3d 967
Utah Ct. App.2020Background
- In June 2016 Kristopher Anderson (victim’s cousin) stayed overnight unannounced; the victim (age 6) later reported Anderson pulled down his pants and touched his genitals and put his penis on the victim’s buttocks. Anderson denied at trial.
- Parents reported the allegations to police; Anderson told the father he was “not sure” and drunk, and told the mother "yes" after repeated questioning; a detective called Anderson multiple times—Anderson returned one call but did not return subsequent calls.
- Family members and siblings testified about changes in the victim’s behavior and emotional state after the incident (sleeping with parents, mood changes, counseling, statements about self-harm); defense did not preserve objections to much of this testimony.
- Defense had a psychosexual evaluation and disclosed the psychologist’s report to the State; the court excluded the expert’s opinion under Rule 702, but the State used portions of the report to impeach Anderson with prior inconsistent statements.
- Defense counsel made an opening remark that attempts to resolve the case had failed; before trial the information erroneously listed the child-sodomy mandatory minimum as 6/10/15 years (actual statutory minimum is 25 years); trial counsel corrected the court’s misstated figure on the record. Anderson was convicted of child sodomy and child sexual abuse and appealed.
Issues
| Issue | Anderson's Argument | State's Argument | Held |
|---|---|---|---|
| 1) Admission and emphasis of victim-impact/behavioral-change testimony | Testimony and prosecutor’s closing appealed to juror sympathy and was unfairly prejudicial and irrelevant to guilt | Behavioral and emotional changes are circumstantial, probative evidence corroborating the victim; objections were not made and counsel reasonably chose strategy | Court: Evidence was probative and circumstantial corroboration; counsel not ineffective for not objecting; no plain error |
| 2) Detective testimony / prosecutor comment on Anderson’s failure to return calls (use of silence) | Referring to Anderson’s failure to return calls infringed Fifth Amendment right to remain silent; counsel should have objected | Salinas and related precedent permit use of pre‑Miranda silence unless the defendant unambiguously invoked the privilege; counsel reasonably declined a futile objection | Court: Salinas made the law unclear; counsel’s forbearance was reasonable; no plain error |
| 3) Disclosure of psychosexual evaluation and State’s use to impeach; whether State “opened the door” to entire report | Disclosure was unreasonable; report contained inculpatory material and inconsistent statements; State’s use required admission of the whole report | The court excluded the expert’s opinion but not the defendant’s own prior inconsistent statements; impeachment with defendant’s statements was admissible and objections would be futile | Court: Counsel not ineffective for disclosure or for failing to object to impeachment; trial court properly refused to admit excluded expert opinions and did not abuse discretion |
| 4) Counsel’s comment about failed resolution and incorrect mandatory minimum / plea-phase ineffective assistance | Counsel’s opening implied guilt; counsel failed to advise about correct 25-year mandatory minimum, prejudicing plea decisions; judgment should be arrested | Opening statement denied guilt and did not reference a plea; counsel corrected the court’s misstated minimum on the record; no evidence counsel misadvised Anderson about the mandatory minimum | Court: No deficient performance and no prejudice under Strickland/Lafler; district court did not abuse discretion in denying motion to arrest judgment |
Key Cases Cited
- Salinas v. Texas, 570 U.S. 178 (pre-Miranda, precustodial silence admissible unless privilege is expressly invoked)
- Berghuis v. Thompkins, 560 U.S. 370 (a suspect must unambiguously invoke the privilege to end custodial interrogation)
- Doyle v. Ohio, 426 U.S. 610 (post‑Miranda silence cannot be used against defendant)
- Jenkins v. Anderson, 447 U.S. 231 (pre‑arrest silence may be used for impeachment)
- Fletcher v. Weir, 455 U.S. 603 (post‑arrest silence may be used in certain contexts)
- Strickland v. Washington, 466 U.S. 668 (ineffective assistance two‑prong test)
- Lafler v. Cooper, 566 U.S. 156 (right to effective counsel during plea negotiations; prejudice standard)
- Marks v. United States, 430 U.S. 188 (rule for interpreting fragmented Supreme Court decisions)
- State v. Palmer, 860 P.2d 339 (Utah Ct. App.) (pre‑Miranda invocation and use of pre‑arrest silence discussed)
- State v. Cosey, 873 P.2d 1177 (Utah Ct. App.) (victim behavioral changes admissible as circumstantial evidence of trauma)
- State v. Campos, 309 P.3d 1160 (Utah Ct. App.) (prosecutor may not ask jury to decide based on sympathy or societal duty)
- State v. Kelley, 1 P.3d 546 (Utah) (futile objections need not be made)
