State v. Allen
222 N.C. App. 707
| N.C. Ct. App. | 2012Background
- Defendant Derrick Allen was charged with first degree murder, felony child abuse, and first degree statutory sex offense in connection with Ava's February 1998 death.
- Ava died after Ava’s vaginal injuries and brain injuries were observed; medical examiner ruled shaken baby syndrome as the cause of death.
- The State conducted blood testing, including Takayama confirmatory tests, with some results documented inconsistently and without clear narrative.
- Ms. Ward, a critical State witness, was polygraphed and gave statements; the timing and disclosure of these items became central to discovery disputes.
- Extensive discovery motions were litigated over years, culminating in a 2010 hearing where the trial court dismissed the charges with prejudice for alleged discovery and Brady violations.
- The North Carolina Court of Appeals reversed, holding the trial court erred in dismissing the case and remanded for further proceedings.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Brady violations were properly found | State argues no Brady violation occurred; alleged nondisclosures were not material. | Allen contends undisclosed material impeachment/exculpatory information prejudiced due process. | No sustained Brady violation; dismissal reversed on that basis. |
| Disclosure of Ward polygraph and statements | Disclosures timely and not material to guilt; pre-plea timing allowed effective use. | Undisclosed polygraph and Ward statements were Brady material affecting credibility. | Brady violation not established; no pretrial or pre-plea material prejudice found. |
| Takayama negative tests and lab reporting | Negative Takayama results and reporting were crucial to defense and ethical concerns. | Disclosures inadequate and misleading lab reporting amounted to Brady/Constitutional breach. | No Brady/non-disclosure violation; report attributes did not compel dismissal. |
| Discovery sanctions under 15A-910 | State willfully violated discovery orders; dismissal with prejudice justified. | Disclosures were provided; sanctions excessive; not warranted. | Trial court erred in sanctions; reverse and remand. |
| Use of death penalty to induce plea | State leveraged capital case posture to induce guilty plea while withholding information. | Plea was involuntary due to prosecutorial misconduct and coercive tactics. | No flagrant misconduct; not a basis to sustain dismissal. |
Key Cases Cited
- Brady v. Maryland, 373 U.S. 83 (U.S. Supreme Court 1963) (due process requires disclosure of favorable evidence)
- United States v. Ruiz, 536 U.S. 622 (U.S. Supreme Court 2002) (pre-plea impeachment disclosure not required)
- Napue v. Illinois, 360 U.S. 264 (U.S. Supreme Court 1959) (false evidence by state requires new trial if material)
- United States v. Bagley, 473 U.S. 667 (U.S. Supreme Court 1985) (materiality standard for suppressed evidence)
- Taylor v. State, 344 N.C. 31 (N.C. Supreme Court 1996) (timing of disclosure and opportunity to use evidence)
- State v. Wise, 326 N.C. 421 (N.C. Supreme Court 1997) (Brady/public disclosure timing considerations for pretrial relief)
- State v. Cunningham, 108 N.C. App. 185 (N.C. App. 1992) (discovery scope includes test procedures and data)
- State v. Fair, 164 N.C. App. 770 (N.C. App. 2004) (open-file discovery and related materials)
- State v. Brewington, 352 N.C. 489 (N.C. Supreme Court 2000) (polygraph results not discoverable; due process concerns addressed)
