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State Of Washington v. James Lee O'neil, Jr.
198 Wash. App. 537
| Wash. Ct. App. | 2017
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Background

  • Defendant James O'Neil was charged (after amendment) with second-degree assault, a third-strike offense exposing him to life without parole; he was represented by ACA Division attorney Edwin Aralica.
  • O'Neil moved for rearraignment alleging ineffective assistance by prior counsel; the State sought to interview Haydee Vargas, an ACA attorney who handles arraignments and is supervised by Aralica.
  • O'Neil objected, arguing Vargas as a State witness would create a conflict for Aralica under RPC 1.7 and that Aralica should be allowed to withdraw; the trial court authorized the State to interview Vargas and denied the withdrawal.
  • On review the court considered that Aralica supervises Vargas’s arraignment work and retains input on promotion/discipline, creating supervisory ties relevant to conflict analysis.
  • The appellate court concluded the supervisory relationship creates a significant risk Aralica’s representation would be materially limited if Vargas is a State witness, and that the trial court should have applied the necessary-witness analysis to Vargas.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Whether Aralica must withdraw if Vargas (his subordinate) is a State witness O'Neil: supervisory relationship creates a personal-interest conflict under RPC 1.7 requiring withdrawal State: only an interview so far; no duty to withdraw now; withdrawal is discretionary Court: de novo review of conflict — a significant risk exists under RPC 1.7 if Vargas is a witness; denial to permit withdrawal was an abuse of discretion
Whether trial court erred in allowing the State to interview Vargas under RPC 3.7 O'Neil: RPC 3.7 and 1.7 together bar the State from calling/interviewing Vargas because it creates a conflict State: RPC 3.7 governs calling opposing counsel as witness at trial; an interview does not mandate disqualification; the trial court has discretion Court: review of RPC 3.7 ruling is for abuse of discretion; but when a witness is a supervised subordinate, apply the necessary-witness test — if Vargas is a necessary witness, Aralica must withdraw; trial court erred in permitting the interview without applying that test

Key Cases Cited

  • State v. Vicuna, 119 Wn. App. 26, 79 P.3d 1 (appellate standard for conflict existence reviewed de novo)
  • State v. Hunsaker, 74 Wn. App. 38, 873 P.2d 540 (determination whether continued representation violates RPCs is question of law)
  • Public Util. Dist. No. 1 v. Int’l Ins. Co., 124 Wn.2d 789, 881 P.2d 1020 (announced the necessary-witness test and cautioned against disqualification absent compelling circumstances)
  • State v. Schmitt, 124 Wn. App. 662, 102 P.3d 856 (applied necessary-witness test; disqualification appropriate when testimony is material and unobtainable elsewhere)
  • State v. Davis, 141 Wn.2d 798, 10 P.3d 977 (Sixth Amendment right to conflict-free counsel)
Read the full case

Case Details

Case Name: State Of Washington v. James Lee O'neil, Jr.
Court Name: Court of Appeals of Washington
Date Published: Apr 3, 2017
Citation: 198 Wash. App. 537
Docket Number: 75090-9-I
Court Abbreviation: Wash. Ct. App.