State Of Washington, V James C. Mathes
48401-3
| Wash. Ct. App. | Jan 24, 2017Background
- Mathes, subject to a no-contact order, held his ex-girlfriend Toste at gunpoint for several hours (including at the head) after confronting her about alleged infidelity; he fired shots at law enforcement during the encounter and was shot and hospitalized.
- Charges included two counts of first-degree assault (against officers), two counts second-degree assault (alternative), first-degree kidnapping (with DV and firearm enhancements), unlawful imprisonment (alternative), assaults on Toste and Roy, felony no-contact order violation, felony harassment, and unlawful possession of a firearm.
- Dr. Kenneth Muscatel (defense expert) opined Mathes had a serious mental disorder and substance abuse, but repeatedly could not state whether Mathes lacked the capacity to form requisite intent.
- The trial court excluded Dr. Muscatel’s diminished-capacity testimony as not sufficiently connected to Mathes’s ability to form intent under ER 401/402/702 and controlling Washington law (Atsbeha).
- The jury convicted Mathes on the greater offenses and special allegations; he received an aggregate standard-range sentence of 720 months (including consecutive sentences on the two first-degree assault counts).
Issues
| Issue | Plaintiff's Argument (Mathes) | Defendant's Argument (State) | Held |
|---|---|---|---|
| Exclusion of diminished-capacity expert testimony | Trial court wrongly excluded Dr. Muscatel; deprived right to present a defense | Expert’s opinions did not reliably connect disorder to inability to form specific intent; testimony like Atsbeha is irrelevant | Exclusion affirmed — court did not abuse discretion; testimony lacked relevance under ER 401/402/702 |
| Ineffective assistance — failure to request voluntary intoxication instruction | Counsel should have requested instruction; intoxication affected capacity to form intent | Insufficient evidence that intoxication affected mental state; instruction would not have been given | No ineffective assistance — no substantial evidence linking intoxication to inability to form requisite intent |
| Ineffective assistance — failure to suppress hospital statements after request for counsel | Counsel should have moved to suppress post-request statements | Counsel reasonably used those statements to support theory (suicide-by-cop/mistaken intent) as trial strategy | No ineffective assistance — tactical decision; not deficient performance |
| Prosecutorial misconduct — misstating burden to prove intent | Prosecutor relieved State of proving intent by arguing mere firing proved first-degree assault | Prosecutor argued reasonable inferences from evidence (shots fired at officers show intent) | No misconduct — arguments were permissible inferences; law correctly stated |
| Prosecutorial misconduct — eliciting witness comment on defendant’s credibility | Asking Deputy if Mathes seemed to care was improper comment on credibility | Question did not ask one witness to evaluate another’s truthfulness and elicited equivocal answer | Waived (no objection) and not incurably prejudicial; no reversal |
| Double jeopardy — kidnapping and harassment convictions | Kidnapping and harassment punish same conduct | Statutory elements differ (abduction + intent to inflict extreme mental distress v. threat causing reasonable fear); convictions based on distinct conduct | No double jeopardy — offenses not same in law or fact |
| Consecutive sentences for two first-degree assaults | Sentences should have run concurrently because not "separate and distinct" conduct | Mathes failed to raise same-criminal-conduct argument at sentencing | Issue waived on appeal; sentencing affirmed |
Key Cases Cited
- State v. Atsbeha, 142 Wn.2d 904 (2001) (expert diminished-capacity opinion must reasonably connect disorder to inability to form required intent)
- State v. Lord, 161 Wn.2d 276 (2007) (abuse-of-discretion review of evidentiary rulings)
- State v. Grier, 171 Wn.2d 17 (2011) (Strickland standard for ineffective assistance; two-prong test)
- State v. Emery, 174 Wn.2d 741 (2012) (standard for prosecutorial misconduct and prejudice analysis)
- Strickland v. Washington, 466 U.S. 668 (1984) (federal standard for ineffective assistance of counsel)
- State v. Orange, 152 Wn.2d 795 (2004) (same-evidence test and double jeopardy analysis)
- State v. Price, 103 Wn. App. 845 (2000) (same criminal conduct / consecutive sentencing analysis)
