State of Tennessee v. Erik Sean Potts
M2020-01489-CCA-R3-CD
| Tenn. Crim. App. | Oct 11, 2021Background
- Police responded to a McDonald’s report of a driver asleep in the drive‑through; Sergeant Camargo made an initial brief, consensual welfare check and the driver said he was okay.
- Camargo was asked to re‑check the vehicle; after the driver pulled around and exited, Camargo observed unsteadiness and an odor of alcohol and began field sobriety testing.
- Defendant was indicted on multiple DUI‑related counts; he moved to suppress evidence claiming the stop/second encounter was an unconstitutional seizure/search.
- Trial court denied the suppression motion, finding the encounter began as a community‑caretaking/welfare check and later produced reasonable suspicion/probable cause once alcohol was detected.
- Defendant entered a conditional guilty plea reserving a certified question of law challenging the legality of the stop/second approach; the trial court certified the question as dispositive with consent of the parties.
- The Court of Criminal Appeals dismissed the appeal for lack of jurisdiction, holding the certified question failed Rule 37(b)(2)(A)/Preston requirements because it was not dispositive and was overly broad.
Issues
| Issue | Plaintiff's Argument | Defendant's Argument | Held |
|---|---|---|---|
| Whether the officer’s second approach/ordering defendant out and ensuing tests constituted a valid seizure/search under the Fourth Amendment and Article I, §7 | State did not substantively contest the stop on appeal; rather argued the appeal must be dismissed because the certified question fails Rule 37’s dispositive/scope requirements | Potts argued the second approach was not justified by community‑caretaking or reasonable suspicion/probable cause and thus the seizure/search was unconstitutional | Court did not reach the merits: dismissed appeal for lack of jurisdiction because the certified question was not dispositive and was overly broad under Rule 37/Preston |
| Whether the certified question met Rule 37(b)(2)(A)/Preston (scope, limits, dispositive) | The State argued the certified question was not dispositive of the conviction and failed to identify the scope/limits required by Preston | Potts relied on certified question reserved in plea order as sufficient to reach the suppression merits | Court held the certified question failed Preston/Rule 37: it did not clearly identify scope/limits and was not dispositive; jurisdiction lacking, appeal dismissed |
Key Cases Cited
- State v. Preston, 759 S.W.2d 647 (Tenn. 1988) (sets mandatory Preston requirements for certified questions following conditional pleas)
- State v. Pendergrass, 937 S.W.2d 834 (Tenn. 1996) (Preston requirements are mandatory to confer appellate jurisdiction)
- State v. Irwin, 962 S.W.2d 477 (Tenn. 1998) (judgment may incorporate by reference another document that satisfies Preston)
- State v. Armstrong, 126 S.W.3d 908 (Tenn. 2003) (rejects substantial compliance with Preston requirements)
- State v. Dailey, 235 S.W.3d 131 (Tenn. 2007) (dispositive question defined: appellate court must affirm or reverse and dismiss)
- State v. Wilkes, 684 S.W.2d 663 (Tenn. Crim. App. 1984) (question is not dispositive when reversal could lead to remand)
